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Arrowhead Research

Name Holding Trade Value Shares
Change
Change in
Stake
AG
76
Advisor Group
Arizona
$13K +$14.4K +2,518 New
BNP Paribas Financial Markets
77
BNP Paribas Financial Markets
France
$12.8K +$13.7K +2,399 New
IA
78
IFP Advisors
Florida
$10K +$10.8K +1,900 New
Group One Trading
79
Group One Trading
Illinois
$9K +$9.49K +1,663 New
Zurich Cantonal Bank
80
Zurich Cantonal Bank
Switzerland
$7K
TRCT
81
Tower Research Capital (TRC)
New York
$7K +$2.21K +387 +44%
TWA
82
TCI Wealth Advisors
Arizona
$7K +$7.99K +1,400 New
US Bancorp
83
US Bancorp
Minnesota
$5K
CHP
84
Cable Hill Partners
Oregon
$3K
HDIM
85
Hanson & Doremus Investment Management
Vermont
$3K
Bank of Montreal
86
Bank of Montreal
Ontario, Canada
$2K -$1.43K -251 -33%
PNC Financial Services Group
87
PNC Financial Services Group
Pennsylvania
$2K -$633 -111 -27%
LTFS
88
Ladenburg Thalmann Financial Services
Florida
$1K
FLAM
89
First Light Asset Management
Minnesota
-$2.37M -491,574 Closed
Dimensional Fund Advisors
90
Dimensional Fund Advisors
Texas
-$216K -44,887 Closed
UOTTAIMCU
91
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
-$173K -35,817 Closed
DekaBank Deutsche Girozentrale
92
DekaBank Deutsche Girozentrale
Germany
-$130K -27,500 Closed
Canada Pension Plan Investment Board
93
Canada Pension Plan Investment Board
Ontario, Canada
-$81K -16,800 Closed
SG Americas Securities
94
SG Americas Securities
New York
-$79K -16,426 Closed
EEG
95
E.E. Geduld
-$72K -15,000 Closed
Victory Capital Management
96
Victory Capital Management
Texas
-$15K -3,053 Closed