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ARK

BLACKROCK SR HIGH INCM FD INC
ARK

Delisted

ARK was delisted on the 6th of December, 2013.

41 hedge funds and large institutions have $42.7M invested in BLACKROCK SR HIGH INCM FD INC in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

14% more funds holding

Funds holding: 3641 (+5)

3% more capital invested

Capital invested by funds: $41.4M → $42.7M (+$1.26M)

Holders
41
Holders Change
+5
Holders Change %
+13.89%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$15.8M +$790K +198,683 +5%
Morgan Stanley
2
Morgan Stanley
New York
$13.5M +$17.2K +4,318 +0.1%
LW
3
Linscomb Wealth
Texas
$2.36M -$268K -67,440 -10%
Invesco
4
Invesco
Georgia
$1.96M +$252K +63,432 +15%
Wells Fargo
5
Wells Fargo
California
$1.45M +$63.6K +16,006 +5%
RCM
6
Rivernorth Capital Management
Florida
$960K +$565K +142,104 +140%
SFS
7
Shaker Financial Services
Virginia
$762K +$235K +59,181 +44%
ZA
8
Zazove Associates
Nevada
$755K +$762K +191,612 New
HK
9
Horizon Kinetics
New York
$685K -$12.4K -3,121 -2%
U
10
UBS
Switzerland
$602K +$26.6K +6,688 +5%
First Trust Advisors
11
First Trust Advisors
Illinois
$550K -$90.5K -22,758 -14%
DA
12
Doliver Advisors
Texas
$508K +$353K +88,741 +221%
Bank of America
13
Bank of America
North Carolina
$438K +$175K +44,056 +66%
RJA
14
Raymond James & Associates
Florida
$431K +$435K +109,343 New
SGCA
15
Steel Grove Capital Advisors
Tennessee
$247K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$228K +$24.1K +6,060 +12%
Creative Planning
17
Creative Planning
Kansas
$177K +$3.98K +1,000 +2%
AIG
18
American International Group
New York
$177K +$994 +250 +0.6%
Goldman Sachs
19
Goldman Sachs
New York
$168K +$169K +42,638 New
US Bancorp
20
US Bancorp
Minnesota
$163K
Nomura Holdings
21
Nomura Holdings
Japan
$123K +$124K +31,307 New
KFS
22
KMS Financial Services
Washington
$105K -$9.94K -2,500 -9%
OC
23
Oppenheimer & Co
New York
$98K +$98.4K +24,752 New
LPL Financial
24
LPL Financial
California
$96K -$4.64K -1,167 -5%
SG Americas Securities
25
SG Americas Securities
New York
$91K +$91.4K +23,000 New

ARK Hedge Fund Activity: Q3 2013 in Review

41 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in BLACKROCK SR HIGH INCM FD INC (ARK) for Q3 2013, worth a combined $42.7M — up 3% from $41.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ARK positions and 3 closed out — a net gain of 6 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $790K. The largest seller was Linscomb Wealth, cutting an estimated $268K.

  • 41 institutional investors held BLACKROCK SR HIGH INCM FD INC (ARK) as of Q3 2013, up from 36 in Q2 2013.
  • Funds reported $42.7M of BLACKROCK SR HIGH INCM FD INC stock for Q3 2013, up 3% quarter-over-quarter.
  • 9 funds opened new BLACKROCK SR HIGH INCM FD INC positions in Q3 2013 and 3 closed out, a net change of +6 holders.
  • The largest BLACKROCK SR HIGH INCM FD INC buyer in Q3 2013 was Advisors Asset Management, an estimated $790K added.
  • The largest BLACKROCK SR HIGH INCM FD INC seller in Q3 2013 was Linscomb Wealth, an estimated $268K sold.

Based on aggregated 13F filings for Q3 2013.