PP
ARK

Paloma Partners’s BLACKROCK SR HIGH INCM FD INC ARK Stock Holding History

Paloma Partners’s Portfolio ARK Stock Details ARK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-14,300
Closed -$59K – 1423
2013
Q2 		$59K Buy
+14,300
New +$63.1K ﹤0.01% 1100

Other funds holding ARK

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LW
Linscomb Wealth Houston, Texas $2.25B AUM 23.36% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
ZA
Zazove Associates Incline Village, Nevada $1.22B AUM 1.91% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Paloma Partners's ARK Position: Q3 2013 in Review

Paloma Partners sold out of BLACKROCK SR HIGH INCM FD INC (ARK) in Q3 2013, closing a stake of 14,300 shares — an estimated $59K sold.

Paloma Partners first reported a position in ARK in Q2 2013 and held it in 1 quarter. The position peaked at $59K in Q2 2013. 41 funds tracked by Wall St. Rank hold ARK as of Q3 2013.

  • Paloma Partners reported no remaining BLACKROCK SR HIGH INCM FD INC position as of Q3 2013 after selling out during the quarter.
  • Paloma Partners sold 14,300 BLACKROCK SR HIGH INCM FD INC shares in Q3 2013, an estimated $59K.
  • Paloma Partners first reported a position in BLACKROCK SR HIGH INCM FD INC in Q2 2013 and held it in 1 quarter.
  • Paloma Partners's BLACKROCK SR HIGH INCM FD INC position peaked at $59K in Q2 2013.
  • 41 funds tracked by Wall St. Rank held BLACKROCK SR HIGH INCM FD INC as of Q3 2013.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.