|
1
|
Advisors Asset Management
Monument,
Colorado
|
–
|
-$15.8M
|
-3,997,488
|
Closed
|
|
|
2
|
|
–
|
-$13.5M
|
-3,433,070
|
Closed
|
|
|
3
|
Linscomb Wealth
Houston,
Texas
|
–
|
-$2.36M
|
-598,887
|
Closed
|
|
|
4
|
|
–
|
-$1.96M
|
-496,395
|
Closed
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
–
|
-$1.45M
|
-368,237
|
Closed
|
|
|
6
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$960K
|
-243,706
|
Closed
|
|
|
7
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$762K
|
-193,516
|
Closed
|
|
|
8
|
Zazove Associates
Incline Village,
Nevada
|
–
|
-$755K
|
-191,612
|
Closed
|
|
|
9
|
Horizon Kinetics
New York
|
–
|
-$685K
|
-173,757
|
Closed
|
|
|
10
|
|
–
|
-$602K
|
-152,789
|
Closed
|
|
|
11
|
First Trust Advisors
Wheaton,
Illinois
|
–
|
-$550K
|
-139,615
|
Closed
|
|
|
12
|
Doliver Advisors
Houston,
Texas
|
–
|
-$508K
|
-128,825
|
Closed
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$438K
|
-111,113
|
Closed
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$431K
|
-109,343
|
Closed
|
|
|
15
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
–
|
-$247K
|
-62,807
|
Closed
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$228K
|
-57,720
|
Closed
|
|
|
17
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$177K
|
-45,000
|
Closed
|
|
|
18
|
American International Group
New York
|
–
|
-$177K
|
-44,923
|
Closed
|
|
|
19
|
|
–
|
-$168K
|
-42,638
|
Closed
|
|
|
20
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$163K
|
-41,438
|
Closed
|
|
|
21
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$123K
|
-31,307
|
Closed
|
|
|
22
|
KMS Financial Services
Seattle,
Washington
|
–
|
-$105K
|
-26,533
|
Closed
|
|
|
23
|
Oppenheimer & Co
New York
|
–
|
-$98K
|
-24,752
|
Closed
|
|
|
24
|
LPL Financial
San Diego,
California
|
–
|
-$96K
|
-24,549
|
Closed
|
|
|
25
|
SG Americas Securities
New York
|
–
|
-$91K
|
-23,000
|
Closed
|
|
