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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AT
526
Arden Trust
Delaware
– -$375K -20,097 Closed
CAC
527
Cowen and Company
New York
– -$357K -19,150 Closed
GSWM
528
Golden State Wealth Management
California
– -$312K -16,727 Closed
CWP
529
Capital Wealth Planning
Florida
– -$301K -16,331 Closed
DZ Bank
530
DZ Bank
Germany
– -$281K -15,000 Closed
PP
531
Paloma Partners
Connecticut
– -$278K -14,900 Closed
TSS
532
Two Sigma Securities
New York
– -$272K -14,625 Closed
SCM
533
Stevens Capital Management
Pennsylvania
– -$255K -13,695 Closed
LWAC
534
Laurel Wealth Advisors (California)
California
– -$245K -13,184 Closed
WB
535
WesBanco Bank
West Virginia
– -$239K -12,835 Closed
GH
536
GAM Holding
Switzerland
– -$235K -12,594 Closed
ICM
537
Intrepid Capital Management
Florida
– -$220K -11,800 Closed
VF
538
Virtu Financial
New York
– -$207K -11,098 Closed
HKAM
539
Horizon Kinetics Asset Management
New York
– -$200K -10,750 Closed
CSS
540
Cubist Systematic Strategies
Connecticut
– -$95K -5,087 Closed
PAM
541
Panagora Asset Management
Massachusetts
– -$91K -4,887 Closed
PO
542
Private Ocean
California
– -$45K -2,363 Closed
C
543
Cerebellum
California
– -$39K -2,100 Closed
TWA
544
TCI Wealth Advisors
Arizona
– -$9K -500 Closed
CIAS
545
Capital Investment Advisory Services
North Carolina
– -$9K -483 Closed
KWA
546
KCS Wealth Advisory
California
– -$4.19K -225 Closed
AIC
547
Ameritas Investment Company
Nebraska
– -$3K -166 Closed
AssetMark Inc
548
AssetMark Inc
California
– -$1K -49 Closed
RG
549
Retirement Group
California
– +$204 +11 New