Cowen and Company’s Ares Capital ARCC Stock Holding History

Cowen and Company’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-19,150	Closed	-$357K	–	461
2019 Q3	$357K	Buy	+19,150	New	+$355K	0.09%	158

Other funds holding ARCC

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Cowen and Company's ARCC Position: Q4 2019 in Review

Cowen and Company sold out of Ares Capital (ARCC) in Q4 2019, closing a stake of 19,150 shares — an estimated $357K sold.

Cowen and Company first reported a position in ARCC in Q3 2019 and held it in 1 quarter. The position peaked at $357K in Q3 2019. 517 funds tracked by Wall St. Rank hold ARCC as of Q4 2019.

Cowen and Company reported no remaining Ares Capital position as of Q4 2019 after selling out during the quarter.
Cowen and Company sold 19,150 Ares Capital shares in Q4 2019, an estimated $357K.
Cowen and Company first reported a position in Ares Capital in Q3 2019 and held it in 1 quarter.
Cowen and Company's Ares Capital position peaked at $357K in Q3 2019.
517 funds tracked by Wall St. Rank held Ares Capital as of Q4 2019.

Based on Cowen and Company's 13F filing for Q4 2019, filed 11 Feb 2020.