Horizon Kinetics Asset Management’s Ares Capital ARCC Stock Holding History

Horizon Kinetics Asset Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-10,478	Closed	-$146K	–	350
2020 Q3	$146K	Sell	10,478 -245	-2%	-$3.48K	0.01%	344
2020 Q2	$155K	Sell	10,723 -27	-0.3%	-$364	0.01%	390
2020 Q1	$116K	Buy	+10,750	New	+$181K	0.01%	368
2019 Q4	–	Sell	-10,750	Closed	-$200K	–	479
2019 Q3	$200K	Sell	10,750 -125	-1%	-$2.32K	0.01%	458
2019 Q2	$195K	Hold	10,875	–	–	0.01%	465
2019 Q1	$186K	Buy	+10,875	New	+$182K	0.01%	460

Other funds holding ARCC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

CIM

CCLA Investment Management London, United Kingdom $6.23B AUM 5.02% 1-Year Est. Return

Horizon Kinetics Asset Management's ARCC Position: Q4 2020 in Review

Horizon Kinetics Asset Management sold out of Ares Capital (ARCC) in Q4 2020, closing a stake of 10,478 shares — an estimated $146K sold.

Horizon Kinetics Asset Management first reported a position in ARCC in Q1 2019 and held it in 6 quarters. The position peaked at $200K in Q3 2019. 526 funds tracked by Wall St. Rank hold ARCC as of Q4 2020.

Horizon Kinetics Asset Management reported no remaining Ares Capital position as of Q4 2020 after selling out during the quarter.
Horizon Kinetics Asset Management sold 10,478 Ares Capital shares in Q4 2020, an estimated $146K.
Horizon Kinetics Asset Management first reported a position in Ares Capital in Q1 2019 and held it in 6 quarters.
Horizon Kinetics Asset Management's Ares Capital position peaked at $200K in Q3 2019.
526 funds tracked by Wall St. Rank held Ares Capital as of Q4 2020.

Based on Horizon Kinetics Asset Management's 13F filing for Q4 2020, filed 16 Feb 2021.