Paloma Partners’s Ares Capital ARCC Stock Holding History

Paloma Partners’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-42,154	Closed	-$588K	–	1626
2020 Q3	$588K	Buy	+42,154	New	+$600K	0.01%	1048
2020 Q2	–	Sell	-46,972	Closed	-$506K	–	2062
2020 Q1	$506K	Buy	+46,972	New	+$792K	0.03%	493
2019 Q4	–	Sell	-14,900	Closed	-$278K	–	2134
2019 Q3	$278K	Buy	+14,900	New	+$276K	0.01%	1572
2018 Q2	–	Sell	-47,834	Closed	-$760K	–	1609
2018 Q1	$760K	Buy	47,834 +18,733	+64%	+$297K	0.01%	1130
2017 Q4	$458K	Buy	29,101 +17,721	+156%	+$288K	0.01%	1368
2017 Q3	$187K	Buy	+11,380	New	+$184K	﹤0.01%	1996
2017 Q1	–	Sell	-24,400	Closed	-$402K	–	1948
2016 Q4	$402K	Buy	+24,400	New	+$384K	﹤0.01%	1606
2016 Q3	–	Sell	-18,960	Closed	-$269K	–	1823
2016 Q2	$269K	Buy	+18,960	New	+$281K	﹤0.01%	1823
2016 Q1	–	Sell	-28,454	Closed	-$406K	–	1846
2015 Q4	$406K	Buy	+28,454	New	+$432K	0.01%	1164
2014 Q3	–	Sell	-507,826	Closed	-$9.07M	–	1000
2014 Q2	$9.07M	Buy	+507,826	New	+$8.72M	0.37%	60
2014 Q1	–	Sell	-118,852	Closed	-$2.11M	–	675
2013 Q4	$2.11M	Sell	118,852 -189	-0.2%	-$3.33K	0.11%	195
2013 Q3	$2.06M	Buy	+119,041	New	+$2.08M	0.08%	203

Other funds holding ARCC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1832 Asset Management

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

CCLA Investment Management London, United Kingdom $6.23B AUM 5.02% 1-Year Est. Return