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Ares Capital

441 hedge funds and large institutions have $2.78B invested in Ares Capital in 2018 Q1 according to their latest regulatory filings, with 46 funds opening new positions, 163 increasing their positions, 143 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $33.1M | Put options by funds: $18.3M

21% more funds holding in top 10

Funds holding in top 10: 1417 (+3)

14% more repeat investments, than reductions

Existing positions increased: 163 | Existing positions reduced: 143

0% less funds holding

Funds holding: 443441 (-2)

2% less first-time investments, than exits

New positions opened: 46 | Existing positions closed: 47

4% less capital invested

Capital invested by funds: $2.88B → $2.78B (-$101M)

1.63% less ownership

Funds ownership: 42.91%41.28% (-1.6%)

Holders
441
Holders Change
-2
Holders Change %
-0.45%
% of All Funds
10.11%
Holding in Top 10
17
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+21.43%
% of All Funds
0.39%
New
46
Increased
163
Reduced
143
Closed
47
Calls
$33.1M
Puts
$18.3M
Net Calls
+$14.8M
Net Calls Change
+$55.9M
Name Holding Trade Value Shares
Change
Change in
Stake
EA
376
Edge Advisors
Georgia
$44K +$23.8K +1,500 +114%
AWM
377
Avondale Wealth Management
Texas
$43K
Russell Investments Group
378
Russell Investments Group
United Kingdom
$42K
MSA
379
Marino Stram & Associates
Massachusetts
$42K +$2.44K +154 +6%
Northwestern Mutual Wealth Management
380
Northwestern Mutual Wealth Management
Wisconsin
$41K -$615K -38,810 -94%
SEI Investments
381
SEI Investments
Pennsylvania
$35K +$6.53K +412 +23%
WB
382
Webster Bank
Connecticut
$34K -$50.6K -3,190 -60%
BWL
383
Bogart Wealth LLC
Virginia
$30K
VCM
384
Versant Capital Management
Arizona
$27K -$15.8K -1,000 -36%
ECM
385
Estabrook Capital Management
New York
$26.2K
PFGIA
386
Patriot Financial Group Insurance Agency
Massachusetts
$26K +$32 +2 +0.1%
Fifth Third Bancorp
387
Fifth Third Bancorp
Ohio
$26K +$13.2K +832 +104%
AIL
388
AGF Investments LLC
Ontario, Canada
$25K -$73.4K -4,632 -75%
GRP
389
Global Retirement Partners
California
$25K +$10K +634 +66%
WA
390
WealthTrust-Arizona
Arizona
$22K -$5.39K -340 -20%
BAM
391
Barrett Asset Management
New York
$21K -$4.75K -300 -19%
KF
392
Krilogy Financial
Missouri
$20K
SIM
393
Sonora Investment Management
Arizona
$18.8K -$2.82K -178 -13%
FCMT
394
Founders Capital Management (Texas)
Texas
$18K
PWM
395
Perigon Wealth Management
California
$18K
TRCT
396
Tower Research Capital (TRC)
New York
$17K +$15K +948 +752%
Nomura Holdings
397
Nomura Holdings
Japan
$16.2K -$981K -61,926 -6%
VFA
398
Valeo Financial Advisors
Indiana
$16K
ANBT
399
American National Bank & Trust
Texas
$16K +$15.6K +986 New
LA
400
Legacy Advisors
Pennsylvania
$15K

ARCC Hedge Fund Activity: Q1 2018 in Review

441 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2018, worth a combined $2.78B — down 3.5% from $2.88B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of ARCC and 46 opened new positions — a net loss of 1 holder — while 143 trimmed existing stakes and 163 added.

The largest buyer was Millennium Management, adding an estimated $29.6M. The largest seller was Principal Financial Group, exiting entirely with an estimated $84.4M sold.

  • 441 institutional investors held Ares Capital (ARCC) as of Q1 2018, down from 443 in Q4 2017.
  • Funds reported $2.78B of Ares Capital stock for Q1 2018, down 3.5% quarter-over-quarter.
  • 46 funds opened new Ares Capital positions in Q1 2018 and 47 closed out, a net change of -1 holder.
  • The largest Ares Capital buyer in Q1 2018 was Millennium Management, an estimated $29.6M added.
  • The largest Ares Capital seller in Q1 2018 was Principal Financial Group, an estimated $84.4M sold.

Based on aggregated 13F filings for Q1 2018.