Legacy Advisors’s Ares Capital ARCC Stock Holding History

Legacy Advisors’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-9,060	Closed	-$163K	–	129
2019 Q2	$163K	Hold	9,060	–	–	0.11%	121
2019 Q1	$155K	Buy	+9,060	New	+$152K	0.05%	125
2018 Q4	–	Sell	-9,060	Closed	-$156K	–	133
2018 Q3	$156K	Hold	9,060	–	–	0.08%	151
2018 Q2	$149K	Buy	9,060 +8,125	+869%	+$134K	0.11%	109
2018 Q1	$15K	Hold	935	–	–	0.01%	225
2017 Q4	$14K	Hold	935	–	–	0.01%	213
2017 Q3	$15K	Sell	935 -6,930	-88%	-$112K	0.02%	179
2017 Q2	$128K	Buy	+7,865	New	+$133K	0.16%	66

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Legacy Advisors's ARCC Position: Q3 2019 in Review

Legacy Advisors sold out of Ares Capital (ARCC) in Q3 2019, closing a stake of 9,060 shares — an estimated $163K sold.

Legacy Advisors first reported a position in ARCC in Q2 2017 and held it in 8 quarters. The position peaked at $163K in Q2 2019. 478 funds tracked by Wall St. Rank hold ARCC as of Q3 2019.

Legacy Advisors reported no remaining Ares Capital position as of Q3 2019 after selling out during the quarter.
Legacy Advisors sold 9,060 Ares Capital shares in Q3 2019, an estimated $163K.
Legacy Advisors first reported a position in Ares Capital in Q2 2017 and held it in 8 quarters.
Legacy Advisors's Ares Capital position peaked at $163K in Q2 2019.
478 funds tracked by Wall St. Rank held Ares Capital as of Q3 2019.

Based on Legacy Advisors's 13F filing for Q3 2019, filed 10 Oct 2019.