Principal Financial Group
ARCC icon

Principal Financial Group’s Ares Capital ARCC Stock Holding History

Principal Financial Group’s Portfolio ARCC Stock Details ARCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-5,367,000
Closed -$84.4M – 2209
2017
Q4 		$84.4M Sell
5,367,000
-448,313
-8% -$7.28M 0.08% 296
2017
Q3 		$95.3M Buy
5,815,313
+89,967
+2% +$1.46M 0.09% 268
2017
Q2 		$93.8M Buy
5,725,346
+3,640,124
+175% +$61.3M 0.09% 266
2017
Q1 		$36.2M Buy
2,085,222
+228,059
+12% +$3.94M 0.04% 438
2016
Q4 		$30.6M Buy
1,857,163
+33,924
+2% +$534K 0.04% 488
2016
Q3 		$28.3M Buy
1,823,239
+251,922
+16% +$3.86M 0.04% 503
2016
Q2 		$22.3M Buy
1,571,317
+67,202
+4% +$997K 0.03% 560
2016
Q1 		$22.3M Buy
1,504,115
+69,053
+5% +$951K 0.03% 534
2015
Q4 		$20.4M Sell
1,435,062
-13,648
-0.9% -$207K 0.03% 558
2015
Q3 		$21M Buy
1,448,710
+121,004
+9% +$1.9M 0.03% 525
2015
Q2 		$21.9M Buy
+1,327,706
New +$22.2M 0.03% 545
2015
Q1 		– Sell
-947,988
Closed -$14.8M – 2159
2014
Q4 		$14.8M Buy
947,988
+237,603
+33% +$3.79M 0.02% 696
2014
Q3 		$11.5M Buy
710,385
+98,985
+16% +$1.67M 0.02% 808
2014
Q2 		$10.9M Sell
611,400
-192,786
-24% -$3.31M 0.02% 875
2014
Q1 		$14.2M Buy
804,186
+447,527
+125% +$7.98M 0.03% 690
2013
Q4 		$6.34M Buy
356,659
+66,736
+23% +$1.18M 0.01% 1191
2013
Q3 		$5.01M Sell
289,923
-685,310
-70% -$12M 0.01% 1266
2013
Q2 		$16.8M Buy
+975,233
New +$17M 0.04% 500

Other funds holding ARCC

TIM
Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
VNIM
Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Principal Financial Group's ARCC Position: Q1 2018 in Review

Principal Financial Group sold out of Ares Capital (ARCC) in Q1 2018, closing a stake of 5,367,000 shares — an estimated $84.4M sold.

Principal Financial Group first reported a position in ARCC in Q2 2013 and held it in 18 quarters. The position peaked at $95.3M in Q3 2017. 441 funds tracked by Wall St. Rank hold ARCC as of Q1 2018.

  • Principal Financial Group reported no remaining Ares Capital position as of Q1 2018 after selling out during the quarter.
  • Principal Financial Group sold 5,367,000 Ares Capital shares in Q1 2018, an estimated $84.4M.
  • Principal Financial Group first reported a position in Ares Capital in Q2 2013 and held it in 18 quarters.
  • Principal Financial Group's Ares Capital position peaked at $95.3M in Q3 2017.
  • 441 funds tracked by Wall St. Rank held Ares Capital as of Q1 2018.

Based on Principal Financial Group's 13F filing for Q1 2018, filed 14 May 2018.