Krilogy Financial’s Ares Capital ARCC Stock Holding History

Krilogy Financial’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-1,322	Closed	-$23K	–	172
2018 Q3	$23K	Buy	+1,322	New	+$22.7K	0.01%	405
2018 Q2	–	Sell	-1,230	Closed	-$20K	–	184
2018 Q1	$20K	Hold	1,230	–	–	﹤0.01%	439
2017 Q4	$19K	Hold	1,230	–	–	﹤0.01%	433
2017 Q3	$20K	Hold	1,230	–	–	0.01%	470
2017 Q2	$20K	Buy	1,230 +615	+100%	+$10.4K	0.01%	436
2017 Q1	$10K	Hold	615	–	–	﹤0.01%	509
2016 Q4	$10K	Hold	615	–	–	﹤0.01%	509
2016 Q3	$10K	Hold	615	–	–	﹤0.01%	522
2016 Q2	$9K	Hold	615	–	–	﹤0.01%	538
2016 Q1	$9K	Hold	615	–	–	﹤0.01%	473
2015 Q4	$9K	Sell	615 -227	-27%	-$3.44K	0.01%	264
2015 Q3	$12K	Buy	+842	New	+$13.2K	0.01%	366

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $16.7B AUM 35.95% 1-Year Est. Return

Krilogy Financial's ARCC Position: Q4 2018 in Review

Krilogy Financial sold out of Ares Capital (ARCC) in Q4 2018, closing a stake of 1,322 shares — an estimated $23K sold.

Krilogy Financial first reported a position in ARCC in Q3 2015 and held it in 12 quarters. The position peaked at $23K in Q3 2018. 469 funds tracked by Wall St. Rank hold ARCC as of Q4 2018.

Krilogy Financial reported no remaining Ares Capital position as of Q4 2018 after selling out during the quarter.
Krilogy Financial sold 1,322 Ares Capital shares in Q4 2018, an estimated $23K.
Krilogy Financial first reported a position in Ares Capital in Q3 2015 and held it in 12 quarters.
Krilogy Financial's Ares Capital position peaked at $23K in Q3 2018.
469 funds tracked by Wall St. Rank held Ares Capital as of Q4 2018.

Based on Krilogy Financial's 13F filing for Q4 2018, filed 14 Feb 2019.