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Ares Capital
ARCC

Overview Fund Activity

338 hedge funds and large institutions have $2.42B invested in Ares Capital in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 143 increasing their positions, 104 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
338
Holders Change
-2
Holders Change %
-0.59%
% of All Funds
9.81%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.41%
New
35
Increased
143
Reduced
104
Closed
36
Calls
$7.15M
Puts
$8.52M
Net Calls
-$1.37M
Net Calls Change
-$4.25M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$164M
2
Morgan Stanley
2
Morgan Stanley
New York
$79.6M
3
U
3
UBS
Switzerland
$131M
4
Toronto Dominion Bank
4
Toronto Dominion Bank
Ontario, Canada
$18.2M
5
DFG
5
Delphi Financial Group
Delaware
$32.6M

Top Sellers

1
Lord, Abbett & Co
1
Lord, Abbett & Co
New Jersey
$34.1M
2
VNIM
2
Vaughan Nelson Investment Management
Texas
$25.1M
3
PAM
3
PartnerRe Asset Management
Connecticut
$4.81M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$86.3M
5
CS
5
Credit Suisse
Switzerland
$8.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
IIC
251
Ironwood Investment Counsel
Arizona
$339K – – –
EFS
252
Essex Financial Services
Connecticut
$333K -$4.23K -262 -1%
P
253
Pitcairn
Pennsylvania
$326K +$22.8K +1,414 +8%
Prudential Financial
254
Prudential Financial
New Jersey
$323K -$378K -23,400 -54%
PTC
255
Private Trust Company
Ohio
$323K -$8.15K -504 -2%
NL
256
NWAM LLC
Washington
$321K +$14.4K +895 +5%
William Blair & Company
257
William Blair & Company
Illinois
$296K +$6.47K +400 +2%
CL
258
CPWM LLC
Washington
$284K – – –
FA
259
FDx Advisors
Illinois
$276K +$52.2K +3,233 +23%
VKH
260
Virtu KCG Holdings
New York
$273K -$49.3K -3,052 -15%
VAM
261
Visium Asset Management
New York
$259K +$259K +16,029 New
TRCT
262
Tower Research Capital (TRC)
New York
$242K +$242K +14,992 New
KFC
263
Klingenstein Fields & Co
New York
$239K – – –
SSB
264
Sandy Spring Bank
Maryland
$236K – – –
BCM
265
Beck Capital Management
Texas
$235K -$17.4K -1,093 -7%
JG
266
Jefferies Group
New York
$226K -$1.12M -69,223 -83%
WSFS
267
Wilmington Savings Fund Society
Delaware
$223K -$130K -8,058 -37%
AP
268
Appleton Partners
Massachusetts
$218K -$12.7K -785 -5%
BF
269
BOK Financial
Oklahoma
$216K -$4.74K -293 -2%
FMT
270
First Mercantile Trust
Tennessee
$214K -$73.8K -4,550 -26%
MC
271
Moors & Cabot
Massachusetts
$212K +$9.72K +600 +5%
SWM
272
Segment Wealth Management
Texas
$210K – – –
CWM
273
Concert Wealth Management
California
$209K -$25.9K -1,612 -11%
SWP
274
Stratos Wealth Partners
Ohio
$205K +$205K +12,687 New
HI
275
Hudock Inc
Pennsylvania
$197K -$105K -6,509 -35%
9 10
11
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