Concert Wealth Management’s Ares Capital ARCC Stock Holding History

Concert Wealth Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,737	Closed	-$200K	–	510
2016 Q3	$200K	Buy	12,737 +228	+2%	+$3.5K	0.02%	647
2016 Q2	$177K	Sell	12,509 -1	-0%	-$15	0.02%	611
2016 Q1	$185K	Buy	12,510 +79	+0.6%	+$1.09K	0.02%	598
2015 Q4	$177K	Buy	12,431 +1,207	+11%	+$18.3K	0.02%	607
2015 Q3	$161K	Sell	11,224 -366	-3%	-$5.74K	0.02%	639
2015 Q2	$190K	Sell	11,590 -1,291	-10%	-$21.6K	0.02%	641
2015 Q1	$63K	Sell	12,881 -1,216	-9%	-$20.3K	0.02%	440
2014 Q4	$223K	Buy	14,097 +1,085	+8%	+$17.3K	0.03%	545
2014 Q3	$209K	Sell	13,012 -1,612	-11%	-$27.2K	0.03%	491
2014 Q2	$248K	Sell	14,624 -10,361	-41%	-$178K	0.03%	463
2014 Q1	$439K	Buy	+24,985	New	+$446K	0.05%	311
2013 Q4	–	Sell	-31,930	Closed	-$551K	–	536
2013 Q3	$551K	Buy	31,930 +4,000	+14%	+$70K	0.08%	236
2013 Q2	$478K	Buy	+27,930	New	+$487K	0.07%	236

Other funds holding ARCC

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Vaughan Nelson Investment Management Houston, Texas $9.96B AUM 41% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

State of New Jersey Common Pension Fund D

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return