Klingenstein Fields & Co’s Ares Capital ARCC Stock Holding History

Klingenstein Fields & Co’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-13,092	Closed	-$190K	–	220
2015 Q3	$190K	Sell	13,092 -60	-0.5%	-$941	0.01%	222
2015 Q2	$216K	Sell	13,152 -108	-0.8%	-$1.8K	0.01%	234
2015 Q1	$228K	Hold	13,260	–	–	0.01%	225
2014 Q4	$207K	Sell	13,260 -1,500	-10%	-$23.9K	0.01%	234
2014 Q3	$239K	Hold	14,760	–	–	0.01%	220
2014 Q2	$264K	Sell	14,760 -16,525	-53%	-$284K	0.01%	219
2014 Q1	$551K	Sell	31,285 -90	-0.3%	-$1.61K	0.02%	159
2013 Q4	$558K	Sell	31,375 -1,775	-5%	-$31.3K	0.02%	198
2013 Q3	$573K	Buy	33,150 +20,500	+162%	+$359K	0.02%	192
2013 Q2	$218K	Buy	+12,650	New	+$221K	0.01%	294

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Klingenstein Fields & Co's ARCC Position: Q4 2015 in Review

Klingenstein Fields & Co sold out of Ares Capital (ARCC) in Q4 2015, closing a stake of 13,092 shares — an estimated $190K sold.

Klingenstein Fields & Co first reported a position in ARCC in Q2 2013 and held it in 10 quarters. The position peaked at $573K in Q3 2013. 357 funds tracked by Wall St. Rank hold ARCC as of Q4 2015.

Klingenstein Fields & Co reported no remaining Ares Capital position as of Q4 2015 after selling out during the quarter.
Klingenstein Fields & Co sold 13,092 Ares Capital shares in Q4 2015, an estimated $190K.
Klingenstein Fields & Co first reported a position in Ares Capital in Q2 2013 and held it in 10 quarters.
Klingenstein Fields & Co's Ares Capital position peaked at $573K in Q3 2013.
357 funds tracked by Wall St. Rank held Ares Capital as of Q4 2015.

Based on Klingenstein Fields & Co's 13F filing for Q4 2015, filed 1 Feb 2016.