Appleton Partners’s Ares Capital ARCC Stock Holding History

Appleton Partners’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,815	Closed	-$157K	–	213
2015 Q3	$157K	Hold	10,815	–	–	0.04%	198
2015 Q2	$178K	Hold	10,815	–	–	0.04%	182
2015 Q1	$186K	Sell	10,815 -2,434	-18%	-$40.6K	0.04%	178
2014 Q4	$207K	Sell	13,249 -260	-2%	-$4.15K	0.05%	177
2014 Q3	$218K	Sell	13,509 -785	-5%	-$13.3K	0.05%	172
2014 Q2	$255K	Buy	14,294 +1,600	+13%	+$27.5K	0.06%	157
2014 Q1	$224K	Buy	+12,694	New	+$226K	0.05%	164

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Appleton Partners's ARCC Position: Q4 2015 in Review

Appleton Partners sold out of Ares Capital (ARCC) in Q4 2015, closing a stake of 10,815 shares — an estimated $157K sold.

Appleton Partners first reported a position in ARCC in Q1 2014 and held it in 7 quarters. The position peaked at $255K in Q2 2014. 357 funds tracked by Wall St. Rank hold ARCC as of Q4 2015.

Appleton Partners reported no remaining Ares Capital position as of Q4 2015 after selling out during the quarter.
Appleton Partners sold 10,815 Ares Capital shares in Q4 2015, an estimated $157K.
Appleton Partners first reported a position in Ares Capital in Q1 2014 and held it in 7 quarters.
Appleton Partners's Ares Capital position peaked at $255K in Q2 2014.
357 funds tracked by Wall St. Rank held Ares Capital as of Q4 2015.

Based on Appleton Partners's 13F filing for Q4 2015, filed 22 Jan 2016.