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Ares Capital

441 hedge funds and large institutions have $2.78B invested in Ares Capital in 2018 Q1 according to their latest regulatory filings, with 46 funds opening new positions, 163 increasing their positions, 143 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $33.1M | Put options by funds: $18.3M

21% more funds holding in top 10

Funds holding in top 10: 1417 (+3)

14% more repeat investments, than reductions

Existing positions increased: 163 | Existing positions reduced: 143

0% less funds holding

Funds holding: 443441 (-2)

2% less first-time investments, than exits

New positions opened: 46 | Existing positions closed: 47

4% less capital invested

Capital invested by funds: $2.88B → $2.78B (-$101M)

1.63% less ownership

Funds ownership: 42.91%41.28% (-1.6%)

Holders
441
Holders Change
-2
Holders Change %
-0.45%
% of All Funds
10.11%
Holding in Top 10
17
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+21.43%
% of All Funds
0.39%
New
46
Increased
163
Reduced
143
Closed
47
Calls
$33.1M
Puts
$18.3M
Net Calls
+$14.8M
Net Calls Change
+$55.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Baird Financial Group
226
Baird Financial Group
Wisconsin
$658K +$230K +14,520 +54%
LTI
227
Laffer Tengler Investments
Tennessee
$657K +$6.59K +416 +1%
CAN
228
Cetera Advisor Networks
California
$633K -$28.3K -1,787 -4%
CC
229
Cipher Capital
New York
$628K -$134K -8,479 -18%
PI
230
Putnam Investments
Massachusetts
$620K -$4.36M -275,179 -88%
WS
231
Wedbush Securities
California
$609K +$4.83K +305 +0.8%
CIA
232
Capital Investment Advisors
Georgia
$599K +$24.9K +1,570 +4%
Barclays
233
Barclays
United Kingdom
$597K +$422K +26,621 +243%
KCPG
234
Kavar Capital Partners Group
Kansas
$590K
SP
235
Steelhead Partners
Washington
$585K +$584K +36,856 New
SCA
236
SMH Capital Advisors
Texas
$583K +$206 +13 +0%
SMFG
237
Sumitomo Mitsui Financial Group
Japan
$564K +$563K +35,540 New
EC
238
EJF Capital
Virginia
$555K +$238K +15,000 +75%
PAS
239
Park Avenue Securities
New York
$554K +$80K +5,045 +17%
KeyBank National Association
240
KeyBank National Association
Ohio
$549K +$2.38K +150 +0.4%
GWM
241
Geneos Wealth Management
Colorado
$548K -$10.8K -684 -2%
BP
242
BBR Partners
New York
$504K -$91.1K -5,748 -15%
CCA
243
Catalyst Capital Advisors
New York
$500K
TSS
244
Two Sigma Securities
New York
$495K +$243K +15,365 +97%
DFG
245
Delphi Financial Group
Delaware
$492K +$11.5K +726 +2%
PTC
246
Private Trust Company
Ohio
$485K -$30.1K -1,897 -6%
CPIM
247
Columbia Partners Investment Management
Virginia
$485K
SW
248
SVB Wealth
Massachusetts
$476K +$158K +10,000 +50%
FAAS
249
First Allied Advisory Services
California
$475K +$18.2K +1,146 +4%
F
250
F3Logic
Minnesota
$473K +$470K +29,660 New

ARCC Hedge Fund Activity: Q1 2018 in Review

441 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2018, worth a combined $2.78B — down 3.5% from $2.88B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of ARCC and 46 opened new positions — a net loss of 1 holder — while 143 trimmed existing stakes and 163 added.

The largest buyer was Millennium Management, adding an estimated $29.6M. The largest seller was Principal Financial Group, exiting entirely with an estimated $84.4M sold.

  • 441 institutional investors held Ares Capital (ARCC) as of Q1 2018, down from 443 in Q4 2017.
  • Funds reported $2.78B of Ares Capital stock for Q1 2018, down 3.5% quarter-over-quarter.
  • 46 funds opened new Ares Capital positions in Q1 2018 and 47 closed out, a net change of -1 holder.
  • The largest Ares Capital buyer in Q1 2018 was Millennium Management, an estimated $29.6M added.
  • The largest Ares Capital seller in Q1 2018 was Principal Financial Group, an estimated $84.4M sold.

Based on aggregated 13F filings for Q1 2018.