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ALX Oncology
ALXO

Name Holding Trade Value Shares
Change 		Change in
Stake
VP
1
venBio Partners
California
$366M +$381M +9,699,925 New
VC
2
Vivo Capital
California
$159M +$166M +4,220,048 New
LGM
3
Logos Global Management
California
$118M +$123M +3,136,981 New
BOTOTLSJU
4
Board of Trustees of The Leland Stanford Junior University
California
$54.6M +$56.9M +1,446,854 New
Wellington Management Group
5
Wellington Management Group
Massachusetts
$39M +$40.7M +1,034,528 New
FCMI
6
Foresite Capital Management IV
California
$36.7M +$38.3M +973,514 New
CAM
7
Cormorant Asset Management
Massachusetts
$36M +$38.2M +971,770 New
BlackRock
8
BlackRock
New York
$31.3M +$32.6M +829,014 New
Fidelity Investments
9
Fidelity Investments
Massachusetts
$28.3M +$29.4M +748,830 New
Vanguard Group
10
Vanguard Group
Pennsylvania
$24.4M +$25.4M +645,382 New
BI
11
BVF Inc
California
$24.1M +$25.1M +638,928 New
Janus Henderson Group
12
Janus Henderson Group
$16.2M +$16.9M +429,802 New
RG
13
Redmile Group
California
$15.4M +$16M +407,400 New
Capital World Investors
14
Capital World Investors
California
$11.3M +$11.8M +300,000 New
VA
15
VR Adviser
New York
$11.3M +$11.8M +300,000 New
T. Rowe Price Associates
16
T. Rowe Price Associates
Maryland
$8.44M +$8.79M +223,654 New
Franklin Resources
17
Franklin Resources
California
$7.55M +$7.86M +200,000 New
SFM
18
Sphera Funds Management
Israel
$6.87M +$7.16M +182,070 New
Geode Capital Management
19
Geode Capital Management
Massachusetts
$5.83M +$6.08M +154,629 New
Northern Trust
20
Northern Trust
Illinois
$4.37M +$4.55M +115,816 New
State Street
21
State Street
Massachusetts
$4.28M +$4.46M +113,523 New
AG
22
Artal Group
Luxembourg
$3.77M +$3.93M +100,000 New
Axa
23
Axa
France
$2.83M +$2.94M +74,851 New
Charles Schwab
24
Charles Schwab
California
$2.19M +$2.28M +57,924 New
Nuveen
25
Nuveen
North Carolina
$1.36M +$1.41M +35,908 New
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