ACV

Virtus Diversified Income & Convertible Fund
ACV

Overview Fund Activity

25 hedge funds and large institutions have $26.4M invested in Virtus Diversified Income & Convertible Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$2.63M
2
LCM
2
Laurion Capital Management
New York
$698K
3
Wells Fargo
3
Wells Fargo
California
$1.6M
4
LPL Financial
4
LPL Financial
California
$852K
5
Citigroup
5
Citigroup
New York
$342K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$981K
2
DA
2
Doliver Advisors
Texas
$0
3
VKH
3
Virtu KCG Holdings
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$4.49M
5
Morgan Stanley
5
Morgan Stanley
New York
$476K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$6.9M 367,364 +2,535 +0.7%
Bank of America
2
Bank of America
North Carolina
$4.49M 239,057 -14,163 -6%
AAM
3
Advisors Asset Management
Colorado
$3.58M 190,788 +4,219 +2%
GC
4
Guggenheim Capital
Illinois
$2.63M 140,263 +42,304 +43%
Wells Fargo
5
Wells Fargo
California
$1.6M 85,270 +26,075 +44%
RJA
6
Raymond James & Associates
Florida
$1.01M 53,772 +5,468 +11%
Invesco
7
Invesco
Georgia
$1.01M 53,493 +17,100 +47%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$981K 52,233 -29,566 -36%
LPL Financial
9
LPL Financial
California
$852K 45,234 +18,344 +68%
LCM
10
Laurion Capital Management
New York
$698K 37,182 +37,182 New
Morgan Stanley
11
Morgan Stanley
New York
$476K 25,399 -11,097 -30%
ACH
12
ArrowMark Colorado Holdings
Colorado
$352K 18,723 -125 -0.7%
Citigroup
13
Citigroup
New York
$342K 18,215 +18,143 +25,199%
WS
14
Wedbush Securities
California
$299K 15,915 -1,000 -6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$298K 15,866 +5,150 +48%
LCM
16
Landscape Capital Management
New Jersey
$241K 12,835 +12,835 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$209K 11,118 +11,118 New
UBS Group
18
UBS Group
Switzerland
$168K 8,921 -5,666 -39%
TDC
19
Thompson Davis & Co
Virginia
$146K 7,800 – –
AG
20
Advisor Group
Arizona
$58K 3,074 -168 -5%
Creative Planning
21
Creative Planning
Kansas
$19K 1,000 +1,000 New
TRCT
22
Tower Research Capital (TRC)
New York
$9K 480 +480 New
MFS
23
MSI Financial Services
Massachusetts
$7K 369 +10 +3%
SEI Investments
24
SEI Investments
Pennsylvania
$1K 46 – –
BFM
25
Boothbay Fund Management
New York
$375 19,974 +19,974 New
1
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