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ACV

Virtus Diversified Income & Convertible Fund

25 hedge funds and large institutions have $26.4M invested in Virtus Diversified Income & Convertible Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

14% more funds holding

Funds holding: 2225 (+3)

6% more capital invested

Capital invested by funds: $24.9M → $26.4M (+$1.5M)

1.05% more ownership

Funds ownership: 11.67%12.72% (+1%)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$6.9M +$46.3K +2,535 +0.7%
Bank of America
2
Bank of America
North Carolina
$4.49M -$259K -14,163 -6%
AAM
3
Advisors Asset Management
Colorado
$3.58M +$77.1K +4,219 +2%
GC
4
Guggenheim Capital
Illinois
$2.63M +$773K +42,304 +43%
Wells Fargo
5
Wells Fargo
California
$1.6M +$477K +26,075 +44%
RJA
6
Raymond James & Associates
Florida
$1.01M +$100K +5,468 +11%
Invesco
7
Invesco
Georgia
$1M +$313K +17,100 +47%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$981K -$541K -29,566 -36%
LPL Financial
9
LPL Financial
California
$852K +$335K +18,344 +68%
LCM
10
Laurion Capital Management
New York
$698K +$680K +37,182 New
Morgan Stanley
11
Morgan Stanley
New York
$476K -$203K -11,097 -30%
ACH
12
ArrowMark Colorado Holdings
Colorado
$352K -$2.29K -125 -0.7%
Citigroup
13
Citigroup
New York
$342K +$332K +18,143 +25,199%
WS
14
Wedbush Securities
California
$299K -$18.3K -1,000 -6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$298K +$94.2K +5,150 +48%
LCM
16
Landscape Capital Management
New Jersey
$241K +$235K +12,835 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$209K +$203K +11,118 New
UBS Group
18
UBS Group
Switzerland
$168K -$104K -5,666 -39%
TDC
19
Thompson Davis & Co
Virginia
$146K
AG
20
Advisor Group
Arizona
$58K -$3.07K -168 -5%
Creative Planning
21
Creative Planning
Kansas
$19K +$18.3K +1,000 New
TRCT
22
Tower Research Capital (TRC)
New York
$9K +$8.78K +480 New
MFS
23
MSI Financial Services
Massachusetts
$7K +$183 +10 +3%
SEI Investments
24
SEI Investments
Pennsylvania
$1K
BFM
25
Boothbay Fund Management
New York
$375 +$365K +19,974 New

ACV Hedge Fund Activity: Q4 2016 in Review

25 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Virtus Diversified Income & Convertible Fund (ACV) for Q4 2016, worth a combined $26.4M — up 6% from $24.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new ACV positions and 3 closed out — a net gain of 3 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $773K. The largest seller was Royal Bank of Canada, cutting an estimated $541K.

  • 25 institutional investors held Virtus Diversified Income & Convertible Fund (ACV) as of Q4 2016, up from 22 in Q3 2016.
  • Funds reported $26.4M of Virtus Diversified Income & Convertible Fund stock for Q4 2016, up 6% quarter-over-quarter.
  • 6 funds opened new Virtus Diversified Income & Convertible Fund positions in Q4 2016 and 3 closed out, a net change of +3 holders.
  • The largest Virtus Diversified Income & Convertible Fund buyer in Q4 2016 was Guggenheim Capital, an estimated $773K added.
  • The largest Virtus Diversified Income & Convertible Fund seller in Q4 2016 was Royal Bank of Canada, an estimated $541K sold.

Based on aggregated 13F filings for Q4 2016.