ACV

Virtus Diversified Income & Convertible Fund
ACV

Overview Fund Activity

23 hedge funds and large institutions have $25.6M invested in Virtus Diversified Income & Convertible Fund in 2015 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
23
Holders Change
+6
Holders Change %
+35.29%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
10
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.35M
2
Citigroup
2
Citigroup
New York
$2.96M
3
CCP
3
Clough Capital Partners
Massachusetts
$1.71M
4
LCM
4
Landscape Capital Management
New Jersey
$1.33M
5
Bank of America
5
Bank of America
North Carolina
$3.67M

Top Sellers

1
VKH
1
Virtu KCG Holdings
New York
$606K
2
Morgan Stanley
2
Morgan Stanley
New York
$598K
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
BFEC
4
Benjamin F. Edwards & Company
Missouri
$0
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$6.35M 349,853 +185,689 +113%
Bank of America
2
Bank of America
North Carolina
$3.67M 202,314 +69,321 +52%
Citigroup
3
Citigroup
New York
$2.96M 163,001 +150,289 +1,182%
PPA
4
Parametric Portfolio Associates
Washington
$1.76M 96,932 +60,341 +165%
CCP
5
Clough Capital Partners
Massachusetts
$1.71M 94,400 +94,400 New
LCM
6
Landscape Capital Management
New Jersey
$1.33M 72,995 +72,995 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.12M 61,721 +51,433 +500%
DA
8
Doliver Advisors
Texas
$1.08M 59,341 +59,341 New
Wells Fargo
9
Wells Fargo
California
$975K 53,719 +34,163 +175%
AAM
10
Advisors Asset Management
Colorado
$820K 45,133 +27,794 +160%
LPL Financial
11
LPL Financial
California
$618K 34,100 +34,100 New
VKH
12
Virtu KCG Holdings
New York
$606K 33,385 -34,493 -51%
Morgan Stanley
13
Morgan Stanley
New York
$598K 32,896 -10,949 -25%
MIG
14
Mariner Investment Group
New York
$574K 31,625 +31,625 New
Stifel Financial
15
Stifel Financial
Missouri
$339K 18,680 +18,680 New
GCP
16
GSA Capital Partners
United Kingdom
$314K 17,300 +17,300 New
Squarepoint
17
Squarepoint
New York
$276K 15,200 +15,200 New
WS
18
Wedbush Securities
California
$225K 12,415 +1,000 +9%
UBS Group
19
UBS Group
Switzerland
$188K 10,333 +3,836 +59%
TDC
20
Thompson Davis & Co
Virginia
$54K 3,000 – –
IWM
21
Integrated Wealth Management
California
$38K 2,089 +2,089 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$14K 760 +128 +20%
TRCT
23
Tower Research Capital (TRC)
New York
$5K 291 -121 -29%
WAM
24
Wolverine Asset Management
Illinois
– – -4,562 Closed
BFEC
25
Benjamin F. Edwards & Company
Missouri
– – -1,000 Closed
1
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