ACV

Virtus Diversified Income & Convertible Fund
ACV

Overview Fund Activity

17 hedge funds and large institutions have $24.4M invested in Virtus Diversified Income & Convertible Fund in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
17
Holders Change
-6
Holders Change %
-26.09%
% of All Funds
0.45%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
3
Increased
9
Reduced
4
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
Parametric Portfolio Associates
Washington
+$1.62M
2
AAM
Advisors Asset Management
Colorado
+$1.19M
3
DA
Doliver Advisors
Texas
+$1.07M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$701K
5
RJA
Raymond James & Associates
Florida
+$322K

Top Sellers

1
CCP
Clough Capital Partners
Massachusetts
-$1.71M
2
LCM
Landscape Capital Management
New Jersey
-$1.33M
3
VKH
Virtu KCG Holdings
New York
-$606K
4
MIG
Mariner Investment Group
New York
-$574K
5
Citigroup
Citigroup
New York
-$497K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$5.86M -$363K -20,419 -6%
Bank of America
2
Bank of America
North Carolina
$3.77M +$171K +9,645 +5%
PPA
3
Parametric Portfolio Associates
Washington
$3.35M +$1.62M +91,307 +94%
Citigroup
4
Citigroup
New York
$2.4M -$497K -27,953 -17%
DA
5
Doliver Advisors
Texas
$2.13M +$1.07M +60,279 +102%
AAM
6
Advisors Asset Management
Colorado
$1.99M +$1.19M +66,863 +148%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.8M +$701K +39,427 +64%
Wells Fargo
8
Wells Fargo
California
$795K -$160K -8,982 -17%
LPL Financial
9
LPL Financial
California
$618K +$21.7K +1,240 +4%
Morgan Stanley
10
Morgan Stanley
New York
$515K -$69.6K -3,918 -12%
RJA
11
Raymond James & Associates
Florida
$322K +$322K +18,101 New
WS
12
Wedbush Securities
California
$283K +$62.2K +3,500 +28%
Allianz Asset Management
13
Allianz Asset Management
Germany
$278K +$278K +13,994 New
UBS Group
14
UBS Group
Switzerland
$238K +$54.5K +3,069 +30%
TDC
15
Thompson Davis & Co
Virginia
$53K – – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$17K +$3.51K +198 +26%
MFS
17
MSI Financial Services
Massachusetts
$6K +$6K +340 New
CCP
18
Clough Capital Partners
Massachusetts
– -$1.71M -94,400 Closed
LCM
19
Landscape Capital Management
New Jersey
– -$1.33M -72,995 Closed
VKH
20
Virtu KCG Holdings
New York
– -$606K -33,385 Closed
MIG
21
Mariner Investment Group
New York
– -$574K -31,625 Closed
Stifel Financial
22
Stifel Financial
Missouri
– -$339K -18,680 Closed
GCP
23
GSA Capital Partners
United Kingdom
– -$314K -17,300 Closed
Squarepoint
24
Squarepoint
New York
– -$276K -15,200 Closed
IWM
25
Integrated Wealth Management
California
– -$38K -2,089 Closed
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