Windsor Capital Management’s Barings BDC BBDC Stock Holding History

Windsor Capital Management’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,000	Closed	-$16K	–	133
2015 Q3	$16K	Buy	+1,000	New	+$20.2K	0.01%	284
2014 Q1	–	Sell	-1,000	Closed	-$28K	–	100
2013 Q4	$28K	Hold	1,000	–	–	0.02%	227
2013 Q3	$29K	Hold	1,000	–	–	0.02%	230
2013 Q2	$28K	Buy	+1,000	New	+$27.9K	0.02%	224

Other funds holding BBDC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

CLM

ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PGH

Partners Group Holding Baar-Zug, Switzerland $1.35B AUM 27.53% 1-Year Est. Return

Windsor Capital Management's BBDC Position: Q4 2015 in Review

Windsor Capital Management sold out of Barings BDC (BBDC) in Q4 2015, closing a stake of 1,000 shares — an estimated $16K sold.

Windsor Capital Management first reported a position in BBDC in Q2 2013 and held it in 4 quarters. The position peaked at $29K in Q3 2013. 99 funds tracked by Wall St. Rank hold BBDC as of Q4 2015.

Windsor Capital Management reported no remaining Barings BDC position as of Q4 2015 after selling out during the quarter.
Windsor Capital Management sold 1,000 Barings BDC shares in Q4 2015, an estimated $16K.
Windsor Capital Management first reported a position in Barings BDC in Q2 2013 and held it in 4 quarters.
Windsor Capital Management's Barings BDC position peaked at $29K in Q3 2013.
99 funds tracked by Wall St. Rank held Barings BDC as of Q4 2015.

Based on Windsor Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.