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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

Rank Stock Value
1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYLG icon
76
Global X S&P 500 Covered Call & Growth ETF
XYLG
$65.7M
$512K 0.34%
17,787
+327
+2% +$9.21K
ET icon
77
Energy Transfer Partners
ET
$70B
$509K 0.34%
29,691
– –
MFIC icon
78
MidCap Financial Investment
MFIC
$799M
$504K 0.33%
42,042
-21,299
-34% -$272K
PIE icon
79
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$244M
$497K 0.33%
20,380
-115
-0.6% -$2.6K
HEEM icon
80
iShares Currency Hedged MSCI Emerging Markets
HEEM
$284M
$490K 0.32%
14,574
-54
-0.4% -$1.7K
FSK icon
81
FS KKR Capital
FSK
$3.21B
$490K 0.32%
32,791
+8,668
+36% +$164K
WELL icon
82
Welltower
WELL
$167B
$482K 0.32%
2,706
-94
-3% -$15.5K
CGBD icon
83
Carlyle Secured Lending
CGBD
$729M
$476K 0.31%
38,090
+3,288
+9% +$45.1K
XMMO icon
84
Invesco S&P MidCap Momentum ETF
XMMO
$7.45B
$474K 0.31%
3,507
+17
+0.5% +$2.24K
CGDV icon
85
Capital Group Dividend Value ETF
CGDV
$38.7B
$453K 0.3%
10,770
+145
+1% +$5.96K
SKYY icon
86
First Trust Cloud Computing ETF
SKYY
$3.07B
$433K 0.28%
3,221
-15
-0.5% -$1.89K
QCOM icon
87
Qualcomm
QCOM
$171B
$428K 0.28%
2,571
-277
-10% -$43.9K
MPV
88
Barings Participation Investors
MPV
$174M
$408K 0.27%
20,238
-1,545
-7% -$30.2K
WSM icon
89
Williams-Sonoma
WSM
$29.3B
$391K 0.26%
2,000
-20
-1% -$3.82K
BCD icon
90
abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
BCD
$397M
$391K 0.26%
11,368
-73
-0.6% -$2.45K
JPRE icon
91
JPMorgan Realty Income ETF
JPRE
$487M
$389K 0.26%
8,121
-70
-0.9% -$3.34K
UNP icon
92
Union Pacific
UNP
$176B
$385K 0.25%
1,630
-137
-8% -$30.9K
PREF icon
93
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$379K 0.25%
19,818
+235
+1% +$4.46K
SMMU icon
94
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$374K 0.25%
7,405
+248
+3% +$12.5K
AMD icon
95
Advanced Micro Devices
AMD
$846B
$372K 0.24%
2,300
-138
-6% -$22.3K
GOOG icon
96
Alphabet (Google) Class C
GOOG
$4.59T
$365K 0.24%
1,500
-2,027
-57% -$426K
MQT
97
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$351K 0.23%
35,014
+1,147
+3% +$11.1K
VTWO icon
98
Vanguard Russell 2000 ETF
VTWO
$18B
$311K 0.2%
3,183
+21
+0.7% +$1.95K
VFC icon
99
VF Corp
VFC
$5.99B
$305K 0.2%
21,125
-1,535
-7% -$20.6K
PDI icon
100
PIMCO Dynamic Income Fund
PDI
$7.45B
$303K 0.2%
15,291
-2,160
-12% -$41.9K
2 3
4
5 6

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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.