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Whipplewood Advisors Portfolio holdings

AUM $149M
1-Year Est. Return 13.01%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+13.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$156M
AUM Growth
+$3.6M
Cap. Flow
+$3.09M
Cap. Flow %
1.99%
Top 10 Hldgs %
27.5%
Holding
509
New
216
Increased
119
Reduced
60
Closed
6

Top Buys

Rank Stock Value
1
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.2M
2
WEA
Western Asset Premier Bond Fund
WEA
+$1.03M
3
ARCC icon
Ares Capital
ARCC
+$794K
4
OWL icon
Blue Owl Capital
OWL
+$655K
5
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$484K

Top Sells

Rank Stock Value
1
EIC
Eagle Point Income Company
EIC
+$1.9M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.37M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$567K
4
MFIC icon
MidCap Financial Investment
MFIC
+$498K
5
HEEM icon
iShares Currency Hedged MSCI Emerging Markets
HEEM
+$492K

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.08%
2 Financials 6.77%
3 Technology 6.11%
4 Consumer Discretionary 5.1%
5 Energy 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
1
Janus Henderson AAA CLO ETF
JAAA
$30.4B
$7.85M 5.04%
155,169
-11,197
-7% -$567K
BALT icon
2
Innovator Defined Wealth Shield ETF
BALT
$2.88B
$4.77M 3.07%
142,459
-210
-0.1% -$6.94K
TSLA icon
3
Tesla
TSLA
$1.42T
$4.63M 2.98%
10,304
-52
-0.5% -$23.1K
WEA
4
Western Asset Premier Bond Fund
WEA
$124M
$4.05M 2.6%
366,867
+93,357
+34% +$1.03M
VIG icon
5
Vanguard Dividend Appreciation ETF
VIG
$112B
$3.98M 2.56%
18,095
-120
-0.7% -$26.2K
RDVI icon
6
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.76B
$3.85M 2.47%
146,740
+18,700
+15% +$484K
AAPL icon
7
Apple
AAPL
$4.63T
$3.55M 2.28%
13,055
+51
+0.4% +$13.7K
VT icon
8
Vanguard Total World Stock ETF
VT
$82.3B
$3.47M 2.23%
24,589
-216
-0.9% -$30.2K
MTUM icon
9
iShares MSCI USA Momentum Factor ETF
MTUM
$24.7B
$3.41M 2.19%
13,640
-325
-2% -$81.6K
ARKK icon
10
ARK Innovation ETF
ARKK
$6.4B
$3.23M 2.08%
42,052
+258
+0.6% +$21.4K
VIGI icon
11
Vanguard International Dividend Appreciation ETF
VIGI
$9.2B
$3.2M 2.06%
34,992
+392
+1% +$35.4K
VEA icon
12
Vanguard FTSE Developed Markets ETF
VEA
$241B
$3M 1.93%
47,958
-876
-2% -$53.7K
FNDF icon
13
Schwab Fundamental International Large Company Index ETF
FNDF
$26.5B
$2.7M 1.74%
59,819
-3,280
-5% -$145K
JEPQ icon
14
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$42.4B
$2.67M 1.72%
45,968
+7,075
+18% +$411K
JEPI icon
15
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$2.5M 1.61%
43,735
-23,934
-35% -$1.37M
ARCC icon
16
Ares Capital
ARCC
$14.3B
$2.28M 1.46%
112,490
+39,382
+54% +$794K
MSFT icon
17
Microsoft
MSFT
$3.66T
$2.11M 1.35%
4,355
+85
+2% +$42.6K
TAFI icon
18
AB Tax-Aware Short Duration Municipal ETF
TAFI
$1.37B
$2.05M 1.31%
81,172
+616
+0.8% +$15.6K
IVV icon
19
iShares Core S&P 500 ETF
IVV
$872B
$1.98M 1.27%
2,896
-33
-1% -$22.4K
DFP
20
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$414M
$1.97M 1.27%
94,845
-1,244
-1% -$26.5K
SFLR icon
21
Innovator Equity Managed Floor ETF
SFLR
$2.17B
$1.96M 1.26%
53,268
+3,198
+6% +$117K
EPD icon
22
Enterprise Products Partners
EPD
$83.9B
$1.92M 1.23%
59,945
-1,245
-2% -$39.4K
BXSL icon
23
Blackstone Secured Lending
BXSL
$5.75B
$1.86M 1.2%
70,686
+16,200
+30% +$435K
ALAI icon
24
Alger AI Enablers & Adopters ETF
ALAI
$1.17B
$1.76M 1.13%
48,630
+7,654
+19% +$283K
FNDX icon
25
Schwab Fundamental US Large Company Index ETF
FNDX
$27.8B
$1.71M 1.1%
62,868
-870
-1% -$23.3K
1
2 3 4 5

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Whipplewood Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Whipplewood Advisors held 509 positions worth $156M, up 2.4% from $152M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Whipplewood Advisors's Q4 2025 filing shows 216 new, 119 increased, 60 reduced and 6 closed positions. Its largest new stake was Blue Owl Capital: 41,903 shares worth $626K. The largest sale was Eagle Point Income Company, an estimated $1.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 75% of assets, down from 77% a quarter earlier, followed by Financials and Technology.

  • Whipplewood Advisors's largest Q4 2025 buy was Blue Owl Capital: 41,903 shares worth $626K.
  • Whipplewood Advisors added most to BlackRock Corporate High Yield Fund in Q4 2025, an estimated $1.2M increase.
  • Whipplewood Advisors's biggest Q4 2025 reduction was Eagle Point Income Company, cutting an estimated $1.9M.
  • Whipplewood Advisors fully exited FS KKR Capital in Q4 2025, selling an estimated $490K.
  • Whipplewood Advisors's ten largest holdings make up 27% of its $156M portfolio in Q4 2025.
  • Whipplewood Advisors opened 216 new positions and closed 6 in Q4 2025.
  • Whipplewood Advisors's portfolio value rose 2.4% quarter-over-quarter to $156M.

Based on Whipplewood Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.