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Whipplewood Advisors Portfolio holdings

AUM $193M
1-Year Est. Return 13.71%
This Fund
S&P 500
This Quarter Est. Return
+6.46%
1 Year Est. Return
+13.71%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$30M
Cap. Flow
-$38.8M
Cap. Flow %
-25.52%
Top 10 Hldgs %
28.12%
Holding
1,209
New
7
Increased
62
Reduced
161
Closed
916

Top Buys

1
TAFI icon
AB Tax-Aware Short Duration Municipal ETF
TAFI
+$2.03M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$1.51M
3
BXSL icon
Blackstone Secured Lending
BXSL
+$875K
4
ARCC icon
Ares Capital
ARCC
+$703K
5
GBDC icon
Golub Capital BDC
GBDC
+$544K

Top Sells

1
MSFT icon
Microsoft
MSFT
+$2.11M
2
NVDA icon
NVIDIA
NVDA
+$1.94M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.76M
4
VUG icon
Vanguard Growth ETF
VUG
+$1.39M
5
AMZN icon
Amazon
AMZN
+$1.15M

Sector Composition

1 Technology 5.97%
2 Financials 5.38%
3 Consumer Discretionary 5.11%
4 Energy 2.18%
5 Communication Services 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JAAA icon
1
Janus Henderson AAA CLO ETF
JAAA
$29.1B
$8.45M 5.56%
166,366
+29,706
+22% +$1.51M
BALT icon
2
Innovator Defined Wealth Shield ETF
BALT
$2.67B
$4.68M 3.08%
142,669
+5,616
+4% +$182K
TSLA icon
3
Tesla
TSLA
$1.43T
$4.61M 3.03%
10,356
-610
-6% -$212K
VIG icon
4
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.93M 2.59%
18,215
-22
-0.1% -$4.62K
JEPI icon
5
JPMorgan Equity Premium Income ETF
JEPI
$45B
$3.86M 2.54%
67,669
+798
+1% +$45.3K
ARKK icon
6
ARK Innovation ETF
ARKK
$6.15B
$3.61M 2.37%
41,794
-1,101
-3% -$84.2K
MTUM icon
7
iShares MSCI USA Momentum Factor ETF
MTUM
$25.8B
$3.58M 2.36%
13,965
-687
-5% -$168K
VT icon
8
Vanguard Total World Stock ETF
VT
$76.6B
$3.42M 2.25%
24,805
-3,014
-11% -$401K
AAPL icon
9
Apple
AAPL
$4.9T
$3.31M 2.18%
13,004
-3,427
-21% -$774K
RDVI icon
10
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$3.31M 2.18%
128,040
-843
-0.7% -$21.3K
VIGI icon
11
Vanguard International Dividend Appreciation ETF
VIGI
$8.88B
$3.1M 2.04%
34,600
+848
+3% +$75.6K
WEA
12
Western Asset Premier Bond Fund
WEA
$126M
$3.07M 2.02%
273,510
+1,665
+0.6% +$18.3K
VEA icon
13
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.93M 1.92%
48,834
-30,169
-38% -$1.76M
FNDF icon
14
Schwab Fundamental International Large Company Index ETF
FNDF
$24.2B
$2.71M 1.78%
63,099
+134
+0.2% +$5.57K
JEPQ icon
15
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$39.1B
$2.24M 1.47%
38,893
-908
-2% -$50.4K
MSFT icon
16
Microsoft
MSFT
$2.93T
$2.21M 1.45%
4,270
-4,141
-49% -$2.11M
EIC
17
Eagle Point Income Co
EIC
$228M
$2.15M 1.41%
159,762
-1,108
-0.7% -$14.7K
DFP
18
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$2.08M 1.37%
96,089
+2,104
+2% +$44.2K
TAFI icon
19
AB Tax-Aware Short Duration Municipal ETF
TAFI
$1.35B
$2.04M 1.34%
+80,556
New +$2.03M
IVV icon
20
iShares Core S&P 500 ETF
IVV
$881B
$1.96M 1.29%
2,929
-393
-12% -$253K
EPD icon
21
Enterprise Products Partners
EPD
$82.6B
$1.91M 1.26%
61,190
– –
SFLR icon
22
Innovator Equity Managed Floor ETF
SFLR
$2.09B
$1.8M 1.19%
50,070
-178
-0.4% -$6.2K
FNDX icon
23
Schwab Fundamental US Large Company Index ETF
FNDX
$26.3B
$1.68M 1.1%
63,738
-195
-0.3% -$4.95K
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.66M 1.09%
30,609
-7,023
-19% -$362K
NVDA icon
25
NVIDIA
NVDA
$4.91T
$1.6M 1.05%
8,575
-11,138
-57% -$1.94M
1
2 3 4 5

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VCS
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AIM
Athena Investment Management Orinda, California $193M AUM 22.29% 1-Year Est. Return
OFG
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CA
Carson Advisory Athens, Georgia $193M AUM 14.52% 1-Year Est. Return
GIO
Galilei Investment Office London, United Kingdom $193M AUM 16.19% 1-Year Est. Return
KFGG
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GHI
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Whipplewood Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Whipplewood Advisors held 1,209 positions worth $152M, down 16% from $182M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Whipplewood Advisors withdrew a net $38.8M in Q3 2025, closing 916 positions and reducing 161 holdings. Its most notable exit was Applovin, an estimated $1.05M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 9.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Whipplewood Advisors opened a new position in AB Tax-Aware Short Duration Municipal ETF worth $2.04M.

  • Whipplewood Advisors's largest Q3 2025 buy was AB Tax-Aware Short Duration Municipal ETF: 80,556 shares worth $2.04M.
  • Whipplewood Advisors added most to Janus Henderson AAA CLO ETF in Q3 2025, an estimated $1.51M increase.
  • Whipplewood Advisors's biggest Q3 2025 reduction was Microsoft, cutting an estimated $2.11M.
  • Whipplewood Advisors fully exited Applovin in Q3 2025, selling an estimated $1.05M.
  • Whipplewood Advisors's ten largest holdings make up 28% of its $152M portfolio in Q3 2025.
  • Whipplewood Advisors opened 7 new positions and closed 916 in Q3 2025.
  • Whipplewood Advisors's portfolio value fell 16% quarter-over-quarter to $152M.

Based on Whipplewood Advisors's 13F filing for Q3 2025, filed 6 Nov 2025.