Westend Capital Management’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Westend Capital Management’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,496	Closed	-$35K	–	75
2015 Q2	$35K	Buy	2,496 +280	+13%	+$4.06K	0.04%	73
2015 Q1	$32K	Sell	2,216 -204	-8%	-$2.85K	0.04%	72
2014 Q4	$33K	Sell	2,420 -56	-2%	-$744	0.04%	74
2014 Q3	$31K	Buy	+2,476	New	+$33.1K	0.03%	63

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

FMP

Financial Management Professionals Austin, Texas $1.05B AUM 21.07% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

WCWM

Wooster Corthell Wealth Management Glastonbury, Connecticut $540M AUM 11.84% 1-Year Est. Return

PFG

Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return

SHJ

Sharkey, Howes & Javer Denver, Colorado $829M AUM 20.38% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Westend Capital Management's SCHA Position: Q3 2015 in Review

Westend Capital Management sold out of Schwab U.S Small- Cap ETF (SCHA) in Q3 2015, closing a stake of 2,496 shares — an estimated $35K sold.

Westend Capital Management first reported a position in SCHA in Q3 2014 and held it in 4 quarters. The position peaked at $35K in Q2 2015. 217 funds tracked by Wall St. Rank hold SCHA as of Q3 2015.

Westend Capital Management reported no remaining Schwab U.S Small- Cap ETF position as of Q3 2015 after selling out during the quarter.
Westend Capital Management sold 2,496 Schwab U.S Small- Cap ETF shares in Q3 2015, an estimated $35K.
Westend Capital Management first reported a position in Schwab U.S Small- Cap ETF in Q3 2014 and held it in 4 quarters.
Westend Capital Management's Schwab U.S Small- Cap ETF position peaked at $35K in Q2 2015.
217 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2015.

Based on Westend Capital Management's 13F filing for Q3 2015, filed 17 Nov 2015.