Wellington Shields Capital Management’s State Street SPDR S&P Dividend ETF SDY Stock Holding History

Wellington Shields Capital Management’s Portfolio SDY Stock Details SDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-8,180	Closed	-$690K	–	325
2016 Q3	$690K	Hold	8,180	–	–	0.12%	168
2016 Q2	$686K	Sell	8,180 -3,580	-30%	-$291K	0.12%	157
2016 Q1	$940K	Buy	11,760 +100	+0.9%	+$7.41K	0.16%	122
2015 Q4	$858K	Buy	11,660 +566	+5%	+$43.1K	0.15%	132
2015 Q3	$801K	Buy	11,094 +513	+5%	+$38.6K	0.14%	129
2015 Q2	$806K	Buy	10,581 +286	+3%	+$22.4K	0.12%	155
2015 Q1	$805K	Buy	10,295 +2,594	+34%	+$203K	0.12%	162
2014 Q4	$607K	Buy	7,701 +1,545	+25%	+$121K	0.1%	191
2014 Q3	$461K	Buy	6,156 +9	+0.1%	+$683	0.08%	219
2014 Q2	$471K	Buy	6,147 +235	+4%	+$17.6K	0.07%	228
2014 Q1	$435K	Buy	5,912 +75	+1%	+$5.39K	0.07%	220
2013 Q4	$424K	Sell	5,837 -9,298	-61%	-$668K	0.08%	205
2013 Q3	$1.04M	Buy	15,135 +175	+1%	+$12.1K	0.2%	108
2013 Q2	$992K	Buy	+14,960	New	+$1.01M	0.18%	119

Other funds holding SDY

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

JIC

Joel Isaacson & Co New York $3.45B AUM 27.72% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

Wellington Shields Capital Management's SDY Position: Q4 2016 in Review

Wellington Shields Capital Management sold out of State Street SPDR S&P Dividend ETF (SDY) in Q4 2016, closing a stake of 8,180 shares — an estimated $690K sold.

Wellington Shields Capital Management first reported a position in SDY in Q2 2013 and held it in 14 quarters. The position peaked at $1.04M in Q3 2013. 555 funds tracked by Wall St. Rank hold SDY as of Q4 2016.

Wellington Shields Capital Management reported no remaining State Street SPDR S&P Dividend ETF position as of Q4 2016 after selling out during the quarter.
Wellington Shields Capital Management sold 8,180 State Street SPDR S&P Dividend ETF shares in Q4 2016, an estimated $690K.
Wellington Shields Capital Management first reported a position in State Street SPDR S&P Dividend ETF in Q2 2013 and held it in 14 quarters.
Wellington Shields Capital Management's State Street SPDR S&P Dividend ETF position peaked at $1.04M in Q3 2013.
555 funds tracked by Wall St. Rank held State Street SPDR S&P Dividend ETF as of Q4 2016.

Based on Wellington Shields Capital Management's 13F filing for Q4 2016, filed 2 Feb 2017.