Water Island Capital’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Water Island Capital’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-14,500	Closed	-$81K	–	110
2020 Q4	$81K	Sell	14,500 -35,500	-71%	-$12.6M	0.01%	97
2020 Q3	$120K	Buy	50,000 +22,000	+79%	+$7.29M	0.01%	87
2020 Q2	$172K	Buy	+28,000	New	+$8.2M	0.02%	63
2019 Q2	–	Sell	-30,000	Closed	-$36K	–	135
2019 Q1	$36K	Buy	+30,000	New	+$8.15M	﹤0.01%	124
2018 Q3	–	Sell	-400,000	Closed	-$2.71M	–	122
2018 Q2	$2.71M	Buy	400,000 +275,000	+220%	+$74.3M	0.15%	79
2018 Q1	$32.9M	Buy	+125,000	New	+$34.1M	1.32%	23
2017 Q3	–	Sell	-17,000	Closed	-$4.11M	–	127
2017 Q2	$4.11M	Buy	+17,000	New	+$4.07M	0.19%	71
2017 Q1	–	Sell	-75,000	Closed	-$23K	–	114
2016 Q4	$23K	Buy	75,000 +10,000	+15%	+$2.18M	﹤0.01%	108
2016 Q3	$68K	Buy	65,000 +9,300	+17%	+$2.01M	﹤0.01%	117
2016 Q2	$85K	Sell	55,700 -277,800	-83%	-$57.6M	﹤0.01%	109
2016 Q1	$213K	Buy	333,500 +283,500	+567%	+$55.3M	0.01%	82
2015 Q4	$60K	Buy	+50,000	New	+$10.3M	﹤0.01%	94
2014 Q4	–	Sell	-195,000	Closed	-$254K	–	128
2014 Q3	$254K	Sell	195,000 -878,900	-82%	-$174M	0.01%	117
2014 Q2	$574K	Buy	+1,073,900	New	+$204M	0.02%	74

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Water Island Capital's SPY Position: Q4 2015 in Review

Water Island Capital sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2015, closing a stake of 6,528 shares — an estimated $1.34M sold.

Water Island Capital first reported a position in SPY in Q2 2013 and held it in 3 quarters. The position peaked at $1.25M in Q3 2015. 1,545 funds tracked by Wall St. Rank hold SPY as of Q4 2015.

Water Island Capital reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2015 after selling out during the quarter.
Water Island Capital sold 6,528 State Street SPDR S&P 500 ETF Trust shares in Q4 2015, an estimated $1.34M.
Water Island Capital first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 3 quarters.
Water Island Capital's State Street SPDR S&P 500 ETF Trust position peaked at $1.25M in Q3 2015.
1,545 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2015.

Based on Water Island Capital's 13F filing for Q4 2015, filed 16 Feb 2016.