Water Island Capital’s State Street SPDR S&P 500 ETF Trust SPY Stock Holding History

Water Island Capital’s Portfolio SPY Stock Details SPY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-6,528	Closed	-$1.34M	–	135
2015 Q3	$1.25M	Buy	+6,528	New	+$1.32M	0.06%	77
2015 Q2	–	Sell	-2,300	Closed	-$475K	–	119
2015 Q1	$475K	Buy	+2,300	New	+$475K	0.02%	82
2013 Q3	–	Sell	-1,837	Closed	-$293K	–	64
2013 Q2	$293K	Buy	+1,837	New	+$296K	0.01%	50

Other funds holding SPY

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Water Island Capital's SPY Position: Q4 2015 in Review

Water Island Capital sold out of State Street SPDR S&P 500 ETF Trust (SPY) in Q4 2015, closing a stake of 6,528 shares — an estimated $1.34M sold.

Water Island Capital first reported a position in SPY in Q2 2013 and held it in 3 quarters. The position peaked at $1.25M in Q3 2015. 1,545 funds tracked by Wall St. Rank hold SPY as of Q4 2015.

Water Island Capital reported no remaining State Street SPDR S&P 500 ETF Trust position as of Q4 2015 after selling out during the quarter.
Water Island Capital sold 6,528 State Street SPDR S&P 500 ETF Trust shares in Q4 2015, an estimated $1.34M.
Water Island Capital first reported a position in State Street SPDR S&P 500 ETF Trust in Q2 2013 and held it in 3 quarters.
Water Island Capital's State Street SPDR S&P 500 ETF Trust position peaked at $1.25M in Q3 2015.
1,545 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ETF Trust as of Q4 2015.

Based on Water Island Capital's 13F filing for Q4 2015, filed 16 Feb 2016.