RAFFA WEALTH MANAGEMENT, LLC’s ARK Innovation ETF ARKK Stock Holding History

RAFFA WEALTH MANAGEMENT, LLC’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-20,000	Closed	-$900K	–	750
2018 Q2	$900K	Buy	20,000 +12,500	+167%	+$533K	0.33%	28
2018 Q1	$293K	Buy	+7,500	New	+$307K	0.11%	65
2017 Q4	–	Sell	-1,000	Closed	-$34.3K	–	259
2017 Q3	$34.3K	Buy	+1,000	New	+$31.5K	0.01%	143

Other funds holding ARKK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CAN

Claraphi Advisory Network Aliso Viejo, United States $251M AUM 9.29% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $43.3B AUM 29.3% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

SWM

Sanctuary Wealth Management Pocatello, Idaho $151M AUM 17.94% 1-Year Est. Return

RAFFA WEALTH MANAGEMENT, LLC's ARKK Position: Q3 2018 in Review

RAFFA WEALTH MANAGEMENT, LLC sold out of ARK Innovation ETF (ARKK) in Q3 2018, closing a stake of 20,000 shares — an estimated $900K sold.

RAFFA WEALTH MANAGEMENT, LLC first reported a position in ARKK in Q3 2017 and held it in 3 quarters. The position peaked at $900K in Q2 2018. 120 funds tracked by Wall St. Rank hold ARKK as of Q3 2018.

RAFFA WEALTH MANAGEMENT, LLC reported no remaining ARK Innovation ETF position as of Q3 2018 after selling out during the quarter.
RAFFA WEALTH MANAGEMENT, LLC sold 20,000 ARK Innovation ETF shares in Q3 2018, an estimated $900K.
RAFFA WEALTH MANAGEMENT, LLC first reported a position in ARK Innovation ETF in Q3 2017 and held it in 3 quarters.
RAFFA WEALTH MANAGEMENT, LLC's ARK Innovation ETF position peaked at $900K in Q2 2018.
120 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q3 2018.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2018, filed 27 Jul 2026.