Vertex One Asset Management’s Lumen LUMN Stock Holding History

Vertex One Asset Management’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-51,000	Closed	-$600K	–	129
2019 Q2	$600K	Sell	51,000 -148,000	-74%	-$1.67M	0.14%	110
2019 Q1	$2.39M	Buy	199,000 +184,000	+1,227%	+$2.56M	0.51%	60
2018 Q4	$227K	Sell	15,000 -5,000	-25%	-$95.4K	0.07%	110
2018 Q3	$424K	Hold	20,000	–	–	0.07%	123
2018 Q2	$373K	Hold	20,000	–	–	0.06%	122
2018 Q1	$329K	Buy	+20,000	New	+$347K	0.06%	121
2016 Q4	–	Sell	-43,000	Closed	-$1.18M	–	114
2016 Q3	$1.18M	Hold	43,000	–	–	0.19%	80
2016 Q2	$1.25M	Buy	43,000 +5,000	+13%	+$146K	0.2%	79
2016 Q1	$1.21M	Hold	38,000	–	–	0.18%	77
2015 Q4	$956K	Sell	38,000 -34,900	-48%	-$936K	0.13%	90
2015 Q3	$1.83M	Sell	72,900 -25,000	-26%	-$692K	0.25%	83
2015 Q2	$2.88M	Buy	97,900 +5,000	+5%	+$170K	0.33%	68
2015 Q1	$3.21M	Buy	92,900 +28,000	+43%	+$1.05M	0.38%	67
2014 Q4	$2.57M	Sell	64,900 -6,600	-9%	-$264K	0.28%	76
2014 Q3	$2.92M	Sell	71,500 -1,000	-1%	-$39.3K	0.3%	73
2014 Q2	$2.63M	Buy	72,500 +32,500	+81%	+$1.17M	0.26%	69
2014 Q1	$1.31M	Buy	+40,000	New	+$1.22M	0.16%	78

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Temasek Holdings Singapore $30.5B AUM 13.98% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

SAM

Southeastern Asset Management Memphis, Tennessee $2.03B AUM 7.06% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Vertex One Asset Management's LUMN Position: Q3 2019 in Review

Vertex One Asset Management sold out of Lumen (LUMN) in Q3 2019, closing a stake of 51,000 shares — an estimated $600K sold.

Vertex One Asset Management first reported a position in LUMN in Q1 2014 and held it in 17 quarters. The position peaked at $3.21M in Q1 2015. 691 funds tracked by Wall St. Rank hold LUMN as of Q3 2019.

Vertex One Asset Management reported no remaining Lumen position as of Q3 2019 after selling out during the quarter.
Vertex One Asset Management sold 51,000 Lumen shares in Q3 2019, an estimated $600K.
Vertex One Asset Management first reported a position in Lumen in Q1 2014 and held it in 17 quarters.
Vertex One Asset Management's Lumen position peaked at $3.21M in Q1 2015.
691 funds tracked by Wall St. Rank held Lumen as of Q3 2019.

Based on Vertex One Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.