Vertex One Asset Management’s Axos Financial AX Stock Holding History

Vertex One Asset Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-831	Closed	-$918K	–	125
2016 Q4	$918K	Hold	831	–	–	0.15%	94
2016 Q3	$457K	Sell	831 -200	-19%	-$3.88K	0.07%	104
2016 Q2	$270K	Buy	+1,031	New	+$19.4K	0.04%	101

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

RHJA

Rice Hall James & Associates San Diego, California $1.8B AUM 36.16% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Vertex One Asset Management's AX Position: Q3 2019 in Review

Vertex One Asset Management sold out of Axos Financial (AX) in Q3 2019, closing a stake of 50,230 shares — an estimated $1.37M sold.

Vertex One Asset Management first reported a position in AX in Q2 2013 and held it in 25 quarters. The position peaked at $47.2M in Q1 2018. 226 funds tracked by Wall St. Rank hold AX as of Q3 2019.

Vertex One Asset Management reported no remaining Axos Financial position as of Q3 2019 after selling out during the quarter.
Vertex One Asset Management sold 50,230 Axos Financial shares in Q3 2019, an estimated $1.37M.
Vertex One Asset Management first reported a position in Axos Financial in Q2 2013 and held it in 25 quarters.
Vertex One Asset Management's Axos Financial position peaked at $47.2M in Q1 2018.
226 funds tracked by Wall St. Rank held Axos Financial as of Q3 2019.

Based on Vertex One Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.