Veritable’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Veritable’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,128	Closed	-$379K	–	723
2015 Q4	$379K	Hold	11,128	–	–	0.01%	535
2015 Q3	$381K	Hold	11,128	–	–	0.01%	518
2015 Q2	$406K	Hold	11,128	–	–	0.01%	516
2015 Q1	$415K	Hold	11,128	–	–	0.01%	653
2014 Q4	$398K	Buy	+11,128	New	+$375K	0.01%	663

Other funds holding FXD

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Veritable's FXD Position: Q1 2016 in Review

Veritable sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q1 2016, closing a stake of 11,128 shares — an estimated $379K sold.

Veritable first reported a position in FXD in Q4 2014 and held it in 5 quarters. The position peaked at $415K in Q1 2015. 113 funds tracked by Wall St. Rank hold FXD as of Q1 2016.

Veritable reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Veritable sold 11,128 First Trust Consumer Discretionary AlphaDEX Fund shares in Q1 2016, an estimated $379K.
Veritable first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q4 2014 and held it in 5 quarters.
Veritable's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $415K in Q1 2015.
113 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q1 2016.

Based on Veritable's 13F filing for Q1 2016, filed 16 May 2016.