Veritable’s ClearBridge American Energy MLP CBA Stock Holding History

Veritable’s Portfolio CBA Stock Details CBA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-20,000	Closed	-$364K	–	1019
2014 Q3	$364K	Buy	20,000 +5,000	+33%	+$92.5K	0.01%	712
2014 Q2	$279K	Hold	15,000	–	–	0.01%	780
2014 Q1	$243K	Hold	15,000	–	–	0.01%	796
2013 Q4	$268K	Hold	15,000	–	–	0.01%	752
2013 Q3	$282K	Buy	+15,000	New	+$295K	0.01%	753

Other funds holding CBA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Veritable's CBA Position: Q4 2014 in Review

Veritable sold out of ClearBridge American Energy MLP (CBA) in Q4 2014, closing a stake of 20,000 shares — an estimated $364K sold.

Veritable first reported a position in CBA in Q3 2013 and held it in 5 quarters. The position peaked at $364K in Q3 2014. 28 funds tracked by Wall St. Rank hold CBA as of Q4 2014.

Veritable reported no remaining ClearBridge American Energy MLP position as of Q4 2014 after selling out during the quarter.
Veritable sold 20,000 ClearBridge American Energy MLP shares in Q4 2014, an estimated $364K.
Veritable first reported a position in ClearBridge American Energy MLP in Q3 2013 and held it in 5 quarters.
Veritable's ClearBridge American Energy MLP position peaked at $364K in Q3 2014.
28 funds tracked by Wall St. Rank held ClearBridge American Energy MLP as of Q4 2014.

Based on Veritable's 13F filing for Q4 2014, filed 17 Feb 2015.