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Unterberg Capital Portfolio holdings

AUM $77.6M
1-Year Est. Return 51.86%
This Fund
S&P 500
This Quarter Est. Return
+6.54%
1 Year Est. Return
+51.86%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$85.6M
AUM Growth
+$3.78M
Cap. Flow
+$1.32M
Cap. Flow %
1.54%
Top 10 Hldgs %
52.61%
Holding
34
New
4
Increased
10
Reduced
9
Closed
6

Top Buys

Rank Stock Value
1
QUOT
Quotient Technology Inc
QUOT
+$3.8M
2
GAIA icon
Gaia
GAIA
+$2.23M
3
MCHX icon
Marchex
MCHX
+$1.61M
4
IOTS
Adesto Technologies Corp
IOTS
+$1.56M
5
RDNW
RideNow Group
RDNW
+$1.25M

Top Sells

Rank Stock Value
1
SMSI icon
Smith Micro Software
SMSI
+$3.17M
2
CHGG icon
Chegg
CHGG
+$2.18M
3
CY
Cypress Semiconductor
CY
+$2.13M
4
ON icon
ON Semiconductor
ON
+$1.68M
5
SPNS
Sapiens International
SPNS
+$1.39M

Sector Composition

Rank Sector Weight
1 Technology 58.86%
2 Industrials 14.59%
3 Communication Services 9.26%
4 Consumer Staples 7.58%
5 Healthcare 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIGR
26
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$788K 0.92%
2,667
+1,000
+60% +$295K
CCXI
27
DELISTED
ChemoCentryx, Inc.
CCXI
$680K 0.79%
50,000
-50,000
-50% -$516K
RETA
28
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$513K 0.6%
25,000
– –
ON icon
29
ON Semiconductor
ON
$31.3B
– –
-80,000
Closed -$1.68M
SMSI icon
30
Smith Micro Software
SMSI
$14.8M
– –
-27,883
Closed -$3.17M
SPNS
31
DELISTED
Sapiens International
SPNS
– –
-120,871
Closed -$1.39M
CYBE
32
DELISTED
Cyberoptics Corp
CYBE
– –
-90,000
Closed -$1.35M
CASC
33
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-100,000
Closed -$370K
CY
34
DELISTED
Cypress Semiconductor
CY
– –
-140,000
Closed -$2.13M
1
2

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Unterberg Capital's Q1 2018 Portfolio in Review

As of Q1 2018, Unterberg Capital held 34 positions worth $85.6M, up 4.6% from $81.8M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Unterberg Capital's Q1 2018 filing shows 4 new, 10 increased, 9 reduced and 6 closed positions. Its largest new stake was Quotient Technology Inc: 300,000 shares worth $3.93M. The largest sale was Smith Micro Software, an estimated $3.17M.

By sector, the portfolio is most concentrated in Technology at 59% of assets, down from 65% a quarter earlier, followed by Industrials and Communication Services.

  • Unterberg Capital's largest Q1 2018 buy was Quotient Technology Inc: 300,000 shares worth $3.93M.
  • Unterberg Capital added most to Adesto Technologies Corp in Q1 2018, an estimated $1.56M increase.
  • Unterberg Capital's biggest Q1 2018 reduction was Chegg, cutting an estimated $2.18M.
  • Unterberg Capital fully exited Smith Micro Software in Q1 2018, selling an estimated $3.17M.
  • Unterberg Capital's ten largest holdings make up 53% of its $85.6M portfolio in Q1 2018.
  • Unterberg Capital opened 4 new positions and closed 6 in Q1 2018.
  • Unterberg Capital's portfolio value rose 4.6% quarter-over-quarter to $85.6M.

Based on Unterberg Capital's 13F filing for Q1 2018, filed 1 May 2018.