We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSI
2376
DELISTED
Vitamin Shoppe Inc.
VSI
$3.02M ﹤0.01%
57,974
+46,797
+419% +$2.31M
VG
2377
DELISTED
Vonage Holdings Corporation
VG
$3.01M ﹤0.01%
905,066
+356,415
+65% +$1.2M
FTK icon
2378
Flotek Industries
FTK
$881M
$3.01M ﹤0.01%
25,000
+10,703
+75% +$1.36M
JGV
2379
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$3.01M ﹤0.01%
228,476
-23,177
-9% -$307K
EFT
2380
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$3.01M ﹤0.01%
196,899
-57,260
-23% -$884K
MX icon
2381
Magnachip Semiconductor
MX
$126M
$3M ﹤0.01%
154,109
+103,834
+207% +$2.09M
Y
2382
DELISTED
Alleghany Corp
Y
$3M ﹤0.01%
7,492
+2,190
+41% +$874K
MNK
2383
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3M ﹤0.01%
57,351
+4,331
+8% +$206K
LUMN icon
2384
CALL
Lumen
LUMN
$6.45B
$2.99M ﹤0.01%
93,800
-25,700
-22% -$821K
EMO
2385
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$2.99M ﹤0.01%
25,778
+10,037
+64% +$1.13M
UAN icon
2386
CVR Partners
UAN
$1.27B
$2.98M ﹤0.01%
18,103
+216
+1% +$37.6K
TIBX
2387
DELISTED
TIBCO SOFTWARE INC
TIBX
$2.98M ﹤0.01%
132,589
+2,888
+2% +$70.7K
TIF
2388
CALL
DELISTED
Tiffany & Co.
TIF
$2.98M ﹤0.01%
32,100
+15,100
+89% +$1.25M
FNSR
2389
DELISTED
Finisar Corp
FNSR
$2.98M ﹤0.01%
124,378
+10,962
+10% +$250K
ADT
2390
CALL
DELISTED
ADT Corp
ADT
$2.97M ﹤0.01%
73,400
+51,500
+235% +$2.12M
ZNGA
2391
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2.97M ﹤0.01%
780,900
-7,700
-1% -$29.8K
AGI icon
2392
Alamos Gold
AGI
$12.5B
$2.96M ﹤0.01%
244,345
+21,003
+9% +$284K
ANAC
2393
DELISTED
ANACOR PHARMACEUTICALS INC COM
ANAC
$2.96M ﹤0.01%
176,221
+39,648
+29% +$549K
NCLH icon
2394
Norwegian Cruise Line
NCLH
$9.2B
$2.96M ﹤0.01%
83,320
+80,553
+2,911% +$2.61M
BIP icon
2395
Brookfield Infrastructure Partners
BIP
$18.6B
$2.95M ﹤0.01%
189,779
+14,417
+8% +$220K
ROSE
2396
DELISTED
ROSETTA RESOURCES INC
ROSE
$2.95M ﹤0.01%
61,471
+12,446
+25% +$671K
LRCX icon
2397
CALL
Lam Research
LRCX
$365B
$2.95M ﹤0.01%
542,000
+265,000
+96% +$1.39M
YOKU
2398
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$2.95M ﹤0.01%
97,387
+81,993
+533% +$2.35M
TQNT
2399
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$2.95M ﹤0.01%
353,649
-89,884
-20% -$717K
IMOS
2400
ChipMOS TECHNOLOGIES
IMOS
$1.91B
$2.95M ﹤0.01%
139,055
+8,256
+6% +$165K
94 95
96
97 98

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.