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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CII icon
2251
BlackRock Enhanced Captial and Income Fund
CII
$984M
$2.8M ﹤0.01%
216,591
+35,632
+20% +$462K
MCA
2252
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.8M ﹤0.01%
202,205
-4,323
-2% -$59K
JPC icon
2253
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$2.8M ﹤0.01%
322,086
-31,300
-9% -$282K
EMD
2254
Western Asset Emerging Markets Debt Fund
EMD
$609M
$2.79M ﹤0.01%
155,763
-27,417
-15% -$482K
TMS
2255
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
$2.79M ﹤0.01%
+160,222
New +$2.64M
PNC icon
2256
CALL
PNC Financial Services
PNC
$99.6B
$2.79M ﹤0.01%
38,500
-8,600
-18% -$642K
GOGO icon
2257
Gogo Inc
GOGO
$540M
$2.78M ﹤0.01%
+156,638
New +$2.05M
BRFS
2258
DELISTED
BRF SA
BRFS
$2.78M ﹤0.01%
113,413
-60,354
-35% -$1.39M
SLG icon
2259
CALL
SL Green Realty
SLG
$3.83B
$2.78M ﹤0.01%
32,333
+32,230
+31,291% +$2.81M
TPZ
2260
Tortoise Electrification Infrastructure ETF
TPZ
$129M
$2.78M ﹤0.01%
112,756
-7,753
-6% -$198K
AZN icon
2261
CALL
AstraZeneca
AZN
$263B
$2.78M ﹤0.01%
53,500
+30,200
+130% +$1.52M
VVUS
2262
DELISTED
Vivus Inc
VVUS
$2.78M ﹤0.01%
29,886
+8,227
+38% +$1.03M
NTT
2263
DELISTED
Nippon Telegraph & Telephone
NTT
$2.78M ﹤0.01%
106,548
-60,405
-36% -$1.58M
NAD icon
2264
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$2.77M ﹤0.01%
212,799
-71,274
-25% -$916K
DBJP icon
2265
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$691M
$2.77M ﹤0.01%
78,180
+3,591
+5% +$124K
EDI
2266
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$2.76M ﹤0.01%
138,368
-111,359
-45% -$2.27M
SDRL
2267
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
$2.76M ﹤0.01%
229
-508
-69% -$6.01M
SU icon
2268
CALL
Suncor Energy
SU
$75.6B
$2.76M ﹤0.01%
77,100
+46,100
+149% +$1.53M
BCS.PR.CL
2269
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$2.76M ﹤0.01%
112,867
-977
-0.9% -$24K
XLNX
2270
PUT
DELISTED
Xilinx Inc
XLNX
$2.75M ﹤0.01%
58,800
-45,600
-44% -$2.05M
NCA icon
2271
Nuveen California Municipal Value Fund
NCA
$297M
$2.75M ﹤0.01%
300,689
+66,486
+28% +$608K
LULU icon
2272
PUT
lululemon athletica
LULU
$13.4B
$2.75M ﹤0.01%
37,600
+21,200
+129% +$1.48M
EW icon
2273
CALL
Edwards Lifesciences
EW
$47.8B
$2.74M ﹤0.01%
236,400
+196,200
+488% +$2.3M
EPR icon
2274
EPR Properties
EPR
$4.85B
$2.74M ﹤0.01%
56,257
-128,370
-70% -$6.47M
WIW
2275
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$2.74M ﹤0.01%
236,096
-324,873
-58% -$3.79M
89 90
91
92 93

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.