UBS’s Tortoise Electrification Infrastructure ETF TPZ Stock Holding History

UBS’s Portfolio TPZ Stock Details TPZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.48M	Buy	88,177 +3,767	+4%	+$107K	﹤0.01%	2704
2014 Q2	$2.41M	Buy	84,410 +2,733	+3%	+$73.8K	﹤0.01%	2701
2014 Q1	$2.08M	Buy	81,677 +2,022	+3%	+$51.2K	﹤0.01%	2750
2013 Q4	$2.05M	Sell	79,655 -33,101	-29%	-$814K	﹤0.01%	2779
2013 Q3	$2.78M	Sell	112,756 -7,753	-6%	-$198K	﹤0.01%	2268
2013 Q2	$3.07M	Buy	+120,509	New	+$3.18M	﹤0.01%	2079

Other funds holding TPZ

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Boulegeris Investments Sandy Springs, Georgia $200M AUM 7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFN

Cordasco Financial Network Naples, Florida $138M AUM 10.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MCM

Marathon Capital Management Hunt Valley, Maryland $445M AUM 26.09% 1-Year Est. Return

UBS's TPZ Position: Q3 2014 in Review

UBS increased its Tortoise Electrification Infrastructure ETF (TPZ) stake by 4.5% in Q3 2014, buying an estimated $107K and bringing the position to 88,177 shares worth $2.48M. The position accounts for ﹤0.01% of the portfolio, ranked #2704.

UBS first reported a position in TPZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.07M in Q2 2013. 33 funds tracked by Wall St. Rank hold TPZ as of Q3 2014.

UBS held 88,177 shares of Tortoise Electrification Infrastructure ETF worth $2.48M as of Q3 2014.
UBS bought 3,767 Tortoise Electrification Infrastructure ETF shares in Q3 2014, an estimated $107K.
Tortoise Electrification Infrastructure ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2704 holding.
UBS first reported a position in Tortoise Electrification Infrastructure ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Tortoise Electrification Infrastructure ETF position peaked at $3.07M in Q2 2013.
33 funds tracked by Wall St. Rank held Tortoise Electrification Infrastructure ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.