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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
2201
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$2.9M ﹤0.01%
225,683
+29
+0% +$370
MUNI icon
2202
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$2.9M ﹤0.01%
55,606
+5,883
+12% +$304K
ZNGA
2203
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2.9M ﹤0.01%
788,600
-159,000
-17% -$502K
RSPT icon
2204
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$2.89M ﹤0.01%
414,500
+32,720
+9% +$223K
BNS icon
2205
PUT
Scotiabank
BNS
$106B
$2.89M ﹤0.01%
54,241
+52,950
+4,101% +$2.76M
PCEF icon
2206
Invesco CEF Income Composite ETF
PCEF
$797M
$2.88M ﹤0.01%
120,253
+27,372
+29% +$659K
CPRT icon
2207
Copart
CPRT
$27.6B
$2.88M ﹤0.01%
724,784
-108,872
-13% -$443K
GME icon
2208
CALL
GameStop
GME
$9.66B
$2.88M ﹤0.01%
232,000
-255,200
-52% -$3.05M
STX icon
2209
CALL
Seagate
STX
$185B
$2.88M ﹤0.01%
65,800
-96,000
-59% -$4.04M
IBN icon
2210
ICICI Bank
IBN
$107B
$2.88M ﹤0.01%
519,475
-3,034,460
-85% -$17.8M
IHD
2211
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$128M
$2.88M ﹤0.01%
225,356
+5,644
+3% +$72.8K
REGN icon
2212
PUT
Regeneron Pharmaceuticals
REGN
$69.9B
$2.88M ﹤0.01%
9,200
+3,800
+70% +$1,000K
XLVS
2213
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$2.88M ﹤0.01%
58,600
+24,654
+73% +$1.21M
HI
2214
DELISTED
Hillenbrand
HI
$2.87M ﹤0.01%
104,927
+72,306
+222% +$1.83M
ENLK
2215
DELISTED
EnLink Midstream Partners, LP
ENLK
$2.87M ﹤0.01%
144,223
-21,851
-13% -$437K
AKAM icon
2216
CALL
Akamai
AKAM
$16.4B
$2.87M ﹤0.01%
55,500
+2,800
+5% +$132K
HIX
2217
Western Asset High Income Fund II
HIX
$352M
$2.87M ﹤0.01%
303,791
+95,385
+46% +$859K
VALE.P
2218
DELISTED
Vale S A
VALE.P
$2.87M ﹤0.01%
201,619
+57,338
+40% +$759K
YCS icon
2219
CALL
ProShares UltraShort Yen
YCS
$31.6M
$2.86M ﹤0.01%
184,000
+104,400
+131% +$1.65M
ETB
2220
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$448M
$2.86M ﹤0.01%
199,003
+6,520
+3% +$97.7K
PHDG icon
2221
Invesco S&P 500 Downside Hedged ETF
PHDG
$73.5M
$2.86M ﹤0.01%
+106,541
New +$2.92M
ACI
2222
PUT
DELISTED
ARCH COAL, INC.
ACI
$2.86M ﹤0.01%
69,590
+370
+0.5% +$16.1K
VVC
2223
DELISTED
Vectren Corporation
VVC
$2.85M ﹤0.01%
85,612
-10,684
-11% -$368K
CAA
2224
DELISTED
CalAtlantic Group, Inc.
CAA
$2.85M ﹤0.01%
72,169
-5,629
-7% -$223K
TEG
2225
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$2.85M ﹤0.01%
51,038
+17,423
+52% +$1.02M
87 88
89
90 91

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.