We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNOP icon
2151
KNOT Offshore Partners
KNOP
$353M
$3.71M ﹤0.01%
132,125
+57,305
+77% +$1.48M
DMLP icon
2152
Dorchester Minerals
DMLP
$1.31B
$3.71M ﹤0.01%
142,739
-4,029
-3% -$98.9K
DECK icon
2153
PUT
Deckers Outdoor
DECK
$13.6B
$3.71M ﹤0.01%
263,400
-4,800
-2% -$59.2K
PNC icon
2154
CALL
PNC Financial Services
PNC
$99.6B
$3.71M ﹤0.01%
47,800
+9,300
+24% +$697K
ACI
2155
DELISTED
ARCH COAL, INC.
ACI
$3.71M ﹤0.01%
83,306
-7,821
-9% -$328K
BSJG
2156
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$3.71M ﹤0.01%
137,128
-10,821
-7% -$292K
FXC icon
2157
Invesco CurrencyShares Canadian Dollar Trust
FXC
$72.6M
$3.7M ﹤0.01%
39,564
+23,182
+142% +$2.2M
CKH
2158
DELISTED
Seacor Holdings Inc.
CKH
$3.7M ﹤0.01%
41,924
-954
-2% -$86.5K
EDI
2159
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$3.69M ﹤0.01%
194,363
+55,995
+40% +$1.07M
BKU icon
2160
Bankunited
BKU
$3.36B
$3.69M ﹤0.01%
112,016
+4,566
+4% +$145K
IGPT icon
2161
Invesco AI and Next Gen Software ETF
IGPT
$1.16B
$3.68M ﹤0.01%
305,793
-384
-0.1% -$4.37K
TRI icon
2162
Thomson Reuters
TRI
$42.7B
$3.68M ﹤0.01%
83,833
+7,547
+10% +$322K
CLR
2163
CALL
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.68M ﹤0.01%
65,400
+43,600
+200% +$2.44M
EXXI
2164
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$3.68M ﹤0.01%
135,931
-13,318
-9% -$382K
BCIC
2165
BCP Investment Corp
BCIC
$88.1M
$3.67M ﹤0.01%
45,529
+6,460
+17% +$539K
GHY
2166
PGIM Global High Yield Fund
GHY
$479M
$3.67M ﹤0.01%
211,404
+127,119
+151% +$2.19M
TVTY
2167
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$3.66M ﹤0.01%
238,714
-7,493
-3% -$106K
EQC
2168
DELISTED
Equity Commonwealth
EQC
$3.66M ﹤0.01%
157,153
+69,754
+80% +$1.65M
FDD icon
2169
First Trust STOXX European Select Dividend Income Fund
FDD
$861M
$3.66M ﹤0.01%
265,001
+147,554
+126% +$1.97M
ETN icon
2170
CALL
Eaton
ETN
$155B
$3.65M ﹤0.01%
48,000
+29,900
+165% +$2.13M
LYB icon
2171
CALL
LyondellBasell Industries
LYB
$18.9B
$3.65M ﹤0.01%
45,500
+37,400
+462% +$2.87M
DINO icon
2172
CALL
HF Sinclair
DINO
$16.4B
$3.65M ﹤0.01%
73,500
+34,700
+89% +$1.58M
MYD
2173
DELISTED
BlackRock MuniYield Fund
MYD
$3.65M ﹤0.01%
284,593
-14,707
-5% -$193K
BGR icon
2174
BlackRock Energy and Resources Trust
BGR
$412M
$3.65M ﹤0.01%
150,108
+17,049
+13% +$443K
EWX icon
2175
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$667M
$3.64M ﹤0.01%
78,482
-1,359
-2% -$63.6K
85 86
87
88 89

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.