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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBB icon
2151
Invesco DB Base Metals Fund
DBB
$308M
$3.07M ﹤0.01%
183,619
+477
+0.3% +$7.94K
ARE icon
2152
Alexandria Real Estate Equities
ARE
$8.96B
$3.07M ﹤0.01%
48,090
-34,004
-41% -$2.24M
JBL icon
2153
Jabil
JBL
$32.6B
$3.06M ﹤0.01%
141,364
-54,405
-28% -$1.24M
RAX
2154
CALL
DELISTED
Rackspace Hosting Inc
RAX
$3.06M ﹤0.01%
58,000
+1,000
+2% +$46.2K
GRPN icon
2155
PUT
Groupon
GRPN
$1.05B
$3.06M ﹤0.01%
13,630
-1,615
-11% -$322K
NZF icon
2156
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$3.05M ﹤0.01%
240,266
-24,505
-9% -$304K
HRB icon
2157
H&R Block
HRB
$5.37B
$3.05M ﹤0.01%
114,305
+80,632
+239% +$2.35M
LSI
2158
DELISTED
LSI CORPORATION
LSI
$3.05M ﹤0.01%
389,484
+87,948
+29% +$673K
SIRI icon
2159
CALL
SiriusXM
SIRI
$10.5B
$3.04M ﹤0.01%
78,580
+8,110
+12% +$302K
STLD icon
2160
Steel Dynamics
STLD
$36.1B
$3.04M ﹤0.01%
182,056
+32,818
+22% +$521K
LKQ icon
2161
LKQ Corp
LKQ
$6.69B
$3.04M ﹤0.01%
95,428
-22,735
-19% -$657K
SPRD
2162
CALL
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$3.03M ﹤0.01%
99,600
+94,900
+2,019% +$2.81M
TSN icon
2163
Tyson Foods
TSN
$21.4B
$3.03M ﹤0.01%
107,098
-863,522
-89% -$25M
NBG.PRA
2164
DELISTED
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
$3.03M ﹤0.01%
248,186
+9,574
+4% +$127K
DX
2165
Dynex Capital
DX
$3B
$3.01M ﹤0.01%
114,435
+10,015
+10% +$268K
WW
2166
DELISTED
WW International
WW
$3.01M ﹤0.01%
80,479
+50,400
+168% +$2.03M
PFL
2167
PIMCO Income Strategy Fund
PFL
$383M
$3M ﹤0.01%
259,460
-8,308
-3% -$95.7K
POPE
2168
DELISTED
Pope Resources Depositary Receipts of Limited Partnership Units
POPE
$3M ﹤0.01%
44,325
+12,615
+40% +$861K
ANR
2169
CALL
DELISTED
Alpha Natural Resources Inc
ANR
$3M ﹤0.01%
503,450
+245,550
+95% +$1.44M
ADBE icon
2170
CALL
Adobe
ADBE
$94.5B
$3M ﹤0.01%
57,700
+27,600
+92% +$1.32M
PL
2171
DELISTED
PROTECTIVE LIFE CORP
PL
$2.99M ﹤0.01%
70,337
+6,782
+11% +$290K
LECO icon
2172
Lincoln Electric
LECO
$14.1B
$2.99M ﹤0.01%
44,917
-3,960
-8% -$248K
GBF icon
2173
iShares Government/Credit Bond ETF
GBF
$133M
$2.98M ﹤0.01%
27,149
-412
-1% -$45.1K
WBD icon
2174
Warner Bros
WBD
$63.4B
$2.98M ﹤0.01%
69,129
+4,374
+7% +$182K
PHIIK
2175
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$2.98M ﹤0.01%
78,909
-12,521
-14% -$455K
85 86
87
88 89

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.