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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSO
2126
DELISTED
Resource Capital Corp.
RSO
$3.13M ﹤0.01%
131,949
+41,070
+45% +$1.01M
VTRS icon
2127
CALL
Viatris
VTRS
$20.5B
$3.13M ﹤0.01%
82,100
+23,500
+40% +$827K
VR
2128
DELISTED
Validus Hold Ltd
VR
$3.13M ﹤0.01%
84,641
+32,291
+62% +$1.14M
MLCO icon
2129
CALL
Melco Resorts & Entertainment
MLCO
$2.18B
$3.13M ﹤0.01%
98,300
+23,300
+31% +$622K
TYG
2130
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$3.13M ﹤0.01%
17,042
+15
+0.1% +$2.71K
TIVO
2131
PUT
DELISTED
TIVO INC
TIVO
$3.12M ﹤0.01%
251,100
-29,600
-11% -$342K
KIO
2132
KKR Income Opportunities Fund
KIO
$448M
$3.12M ﹤0.01%
+179,581
New +$3.3M
DNY
2133
DELISTED
DONNELLEY R R & SONS CO
DNY
$3.12M ﹤0.01%
197,915
-114,491
-37% -$1.81M
MITT
2134
TPG Mortgage Investment Trust
MITT
$233M
$3.12M ﹤0.01%
62,618
-3,034
-5% -$159K
CTRA
2135
CALL
DELISTED
Coterra Energy
CTRA
$3.12M ﹤0.01%
83,600
-22,200
-21% -$832K
ARIA
2136
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3.12M ﹤0.01%
169,560
-83,282
-33% -$1.62M
TENZ
2137
DELISTED
PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF
TENZ
$3.12M ﹤0.01%
37,862
+32,965
+673% +$2.69M
IEO icon
2138
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$3.11M ﹤0.01%
39,907
-249
-0.6% -$18.9K
KMX icon
2139
CarMax
KMX
$8.29B
$3.11M ﹤0.01%
64,112
+1,253
+2% +$61.3K
FPX icon
2140
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.11M ﹤0.01%
75,364
+73,189
+3,365% +$2.87M
KMP
2141
PUT
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.1M ﹤0.01%
38,900
-20,600
-35% -$1.71M
ALTR
2142
PUT
DELISTED
Altera Corp
ALTR
$3.1M ﹤0.01%
83,500
– –
TRI icon
2143
Thomson Reuters
TRI
$42.7B
$3.1M ﹤0.01%
76,286
-41,331
-35% -$1.64M
WMB icon
2144
PUT
Williams Companies
WMB
$86.6B
$3.1M ﹤0.01%
85,200
-616,000
-88% -$21.6M
RAI
2145
PUT
DELISTED
Reynolds American Inc
RAI
$3.1M ﹤0.01%
127,000
-5,400
-4% -$134K
ALK icon
2146
Alaska Air
ALK
$5.3B
$3.1M ﹤0.01%
98,856
-80,398
-45% -$2.4M
EIM
2147
Eaton Vance Municipal Bond Fund
EIM
$493M
$3.09M ﹤0.01%
267,189
+117,342
+78% +$1.31M
FWLT
2148
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$3.08M ﹤0.01%
117,083
+52,130
+80% +$1.22M
CROX icon
2149
Crocs
CROX
$6.69B
$3.08M ﹤0.01%
226,404
+34,470
+18% +$500K
TCOM icon
2150
Trip.com Group
TCOM
$28.2B
$3.08M ﹤0.01%
105,434
+38,270
+57% +$823K
84 85
86
87 88

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.