We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPWR
2101
DELISTED
SunPower Corporation Common Stock
SPWR
$3.23M ﹤0.01%
188,496
+55,508
+42% +$866K
OHAI
2102
DELISTED
OHA Investment Corporation
OHAI
$3.23M ﹤0.01%
434,678
+13,459
+3% +$90.8K
MLPI
2103
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.23M ﹤0.01%
83,131
-7,653
-8% -$296K
BT
2104
DELISTED
BT Group plc (ADR)
BT
$3.22M ﹤0.01%
116,534
+2,844
+3% +$74.1K
TLK icon
2105
Telkom Indonesia
TLK
$14.3B
$3.22M ﹤0.01%
177,306
+139,466
+369% +$2.91M
VIAV icon
2106
Viavi Solutions
VIAV
$9.41B
$3.22M ﹤0.01%
384,694
+52,478
+16% +$431K
GFI icon
2107
Gold Fields
GFI
$29.4B
$3.22M ﹤0.01%
703,713
+35,006
+5% +$188K
TEP
2108
DELISTED
Tallgrass Energy Partners, LP
TEP
$3.21M ﹤0.01%
137,831
+22,493
+20% +$506K
CYN
2109
DELISTED
CITY NATIONAL CORPORATION
CYN
$3.21M ﹤0.01%
48,083
-4,274
-8% -$289K
DECK icon
2110
CALL
Deckers Outdoor
DECK
$13.6B
$3.2M ﹤0.01%
291,600
+231,600
+386% +$2.25M
KT icon
2111
KT
KT
$8.92B
$3.2M ﹤0.01%
190,823
-6,761
-3% -$109K
MRIN
2112
DELISTED
Marin Software
MRIN
$3.2M ﹤0.01%
6,067
+56
+0.9% +$29.5K
ORI icon
2113
Old Republic International
ORI
$10.5B
$3.19M ﹤0.01%
206,929
-12,722
-6% -$183K
DRE
2114
DELISTED
Duke Realty Corp.
DRE
$3.18M ﹤0.01%
206,290
-147,373
-42% -$2.32M
WPX
2115
DELISTED
WPX Energy, Inc.
WPX
$3.18M ﹤0.01%
165,323
+34,035
+26% +$655K
IXG icon
2116
iShares Global Financials ETF
IXG
$676M
$3.18M ﹤0.01%
60,480
+2,500
+4% +$129K
RYL
2117
DELISTED
RYLAND GROUP INC
RYL
$3.18M ﹤0.01%
78,366
-15,294
-16% -$589K
BX icon
2118
CALL
Blackstone
BX
$106B
$3.18M ﹤0.01%
130,024
-126,662
-49% -$2.82M
GLTR icon
2119
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$3.17M ﹤0.01%
43,865
+2,355
+6% +$170K
EMD
2120
DELISTED
Western Asset Emerging Markets
EMD
$3.17M ﹤0.01%
252,676
+11,816
+5% +$148K
UAN icon
2121
CVR Partners
UAN
$1.27B
$3.17M ﹤0.01%
17,887
+3,144
+21% +$637K
BECN
2122
DELISTED
Beacon Roofing Supply, Inc.
BECN
$3.15M ﹤0.01%
85,508
-19,459
-19% -$743K
SCI icon
2123
Service Corp International
SCI
$11.4B
$3.15M ﹤0.01%
169,259
-78,482
-32% -$1.46M
XLS
2124
DELISTED
EXELIS INC COM STK
XLS
$3.15M ﹤0.01%
214,838
-93,760
-30% -$1.31M
HRB icon
2125
PUT
H&R Block
HRB
$5.37B
$3.14M ﹤0.01%
117,900
+82,300
+231% +$2.4M
83 84
85
86 87

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.