UBS’s Western Asset Emerging Markets EMD Stock Holding History

UBS’s Portfolio EMD Stock Details EMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.05M	Buy	336,528 +219,616	+188%	+$2.78M	﹤0.01%	2230
2014 Q2	$1.51M	Sell	116,912 -18,810	-14%	-$240K	﹤0.01%	3159
2014 Q1	$1.68M	Sell	135,722 -62,831	-32%	-$749K	﹤0.01%	2950
2013 Q4	$2.35M	Sell	198,553 -54,123	-21%	-$656K	﹤0.01%	2648
2013 Q3	$3.17M	Buy	252,676 +11,816	+5%	+$148K	﹤0.01%	2128
2013 Q2	$3.19M	Buy	+240,860	New	+$3.52M	﹤0.01%	2050

Other funds holding EMD

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TFMS

Trust & Fiduciary Management Services Boston, Massachusetts $126M AUM 9.97% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

UBS's EMD Position: Q3 2014 in Review

UBS increased its Western Asset Emerging Markets (EMD) stake by 188% in Q3 2014, buying an estimated $2.78M and bringing the position to 336,528 shares worth $4.05M. The position accounts for ﹤0.01% of the portfolio, ranked #2230.

UBS first reported a position in EMD in Q2 2013 and has held it in 6 quarters since. 49 funds tracked by Wall St. Rank hold EMD as of Q3 2014.

UBS held 336,528 shares of Western Asset Emerging Markets worth $4.05M as of Q3 2014.
UBS bought 219,616 Western Asset Emerging Markets shares in Q3 2014, an estimated $2.78M.
Western Asset Emerging Markets made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2230 holding.
UBS first reported a position in Western Asset Emerging Markets in Q2 2013 and has held it in 6 quarters since.
49 funds tracked by Wall St. Rank held Western Asset Emerging Markets as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.