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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
176
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$121M 0.12%
2,429,726
+263,693
+12% +$12.6M
BX icon
177
Blackstone
BX
$152B
$121M 0.12%
4,953,396
-1,664,121
-25% -$37M
RIG icon
178
Transocean
RIG
$5.89B
$120M 0.12%
2,687,339
+461,582
+21% +$21.8M
QQQ icon
179
PUT
Invesco QQQ Trust
QQQ
$460B
$120M 0.12%
1,515,500
+438,000
+41% +$33.4M
TMO icon
180
Thermo Fisher Scientific
TMO
$213B
$119M 0.12%
1,289,260
+60,466
+5% +$5.47M
AMZN icon
181
Amazon
AMZN
$2.51T
$117M 0.12%
7,478,540
+2,193,040
+41% +$32.7M
VEA icon
182
Vanguard FTSE Developed Markets ETF
VEA
$226B
$117M 0.12%
2,947,205
+1,014,133
+52% +$38.6M
MCK icon
183
McKesson
MCK
$96.5B
$114M 0.12%
890,957
+410,171
+85% +$50.4M
XME icon
184
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.11B
$113M 0.12%
3,096,300
+982,400
+46% +$35.6M
FXI icon
185
CALL
iShares China Large-Cap ETF
FXI
$4.29B
$113M 0.12%
3,058,200
-53,100
-2% -$1.89M
C icon
186
Citigroup
C
$221B
$113M 0.12%
2,319,621
+363,827
+19% +$18.4M
IVV icon
187
iShares Core S&P 500 ETF
IVV
$875B
$112M 0.11%
660,957
-82,793
-11% -$14M
IVE icon
188
iShares S&P 500 Value ETF
IVE
$48.5B
$112M 0.11%
1,424,447
+55,071
+4% +$4.35M
BIDU icon
189
Baidu
BIDU
$36.5B
$110M 0.11%
711,750
-128,102
-15% -$16.5M
NYX
190
DELISTED
NYSE EURONEXT INC
NYX
$110M 0.11%
2,627,698
+1,228,338
+88% +$51.5M
TJX icon
191
TJX Companies
TJX
$170B
$110M 0.11%
3,905,438
+441,448
+13% +$11.8M
PFF icon
192
iShares Preferred and Income Securities ETF
PFF
$13.2B
$109M 0.11%
2,867,848
-548,936
-16% -$21M
MOS icon
193
The Mosaic Company
MOS
$7.08B
$107M 0.11%
2,497,230
+2,072,260
+488% +$96.5M
BAC icon
194
CALL
Bank of America
BAC
$430B
$107M 0.11%
7,720,150
-1,920,144
-20% -$27.4M
WPZ
195
DELISTED
Williams Partners L.P.
WPZ
$101M 0.1%
2,227,957
+753,161
+51% +$33.3M
DB icon
196
PUT
Deutsche Bank
DB
$65.3B
$101M 0.1%
2,591,873
+338,864
+15% +$13.1M
KRFT
197
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$101M 0.1%
1,925,923
+122,279
+7% +$6.7M
TGT icon
198
Target
TGT
$61.1B
$101M 0.1%
1,573,817
+148,619
+10% +$10.1M
UNP icon
199
Union Pacific
UNP
$181B
$101M 0.1%
1,294,660
+26,218
+2% +$2.07M
VEU icon
200
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$100M 0.1%
2,064,389
+435,112
+27% +$20.4M
6 7
8
9 10

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.