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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMS icon
1901
CMS Energy
CMS
$23.1B
$4.81M ﹤0.01%
179,510
-288,581
-62% -$7.77M
SUSS
1902
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$4.8M ﹤0.01%
73,336
+1,970
+3% +$117K
EXI icon
1903
iShares Global Industrials ETF
EXI
$1.41B
$4.8M ﹤0.01%
67,225
-1,542
-2% -$105K
AXS icon
1904
AXIS Capital
AXS
$8.59B
$4.8M ﹤0.01%
100,897
+10,985
+12% +$519K
MTGE
1905
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$4.79M ﹤0.01%
274,076
+49,648
+22% +$953K
AA icon
1906
PUT
Alcoa
AA
$11.7B
$4.78M ﹤0.01%
187,141
+41,240
+28% +$914K
KALU icon
1907
Kaiser Aluminum
KALU
$2.67B
$4.77M ﹤0.01%
67,942
+21,435
+46% +$1.47M
NTES icon
1908
NetEase
NTES
$76.5B
$4.77M ﹤0.01%
303,635
-1,000
-0.3% -$14K
COTY icon
1909
CALL
Coty
COTY
$2.33B
$4.77M ﹤0.01%
312,700
-237,300
-43% -$3.73M
KIM icon
1910
Kimco Realty
KIM
$17.6B
$4.76M ﹤0.01%
240,988
-3,085
-1% -$63.8K
ANR
1911
PUT
DELISTED
Alpha Natural Resources Inc
ANR
$4.74M ﹤0.01%
663,100
+543,300
+454% +$3.67M
ACWX icon
1912
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$4.73M ﹤0.01%
101,322
+9,242
+10% +$424K
IYZ icon
1913
iShares US Telecommunications ETF
IYZ
$1.19B
$4.73M ﹤0.01%
158,994
+7,472
+5% +$214K
WDC icon
1914
PUT
Western Digital
WDC
$179B
$4.72M ﹤0.01%
74,485
-2,514
-3% -$140K
NI icon
1915
NiSource
NI
$22.4B
$4.71M ﹤0.01%
364,528
-145,414
-29% -$1.8M
RAS
1916
DELISTED
RAIT Financial Trust
RAS
$4.7M ﹤0.01%
524,428
+110,810
+27% +$866K
XLKS
1917
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$4.7M ﹤0.01%
105,430
-8,815
-8% -$393K
CNX icon
1918
PUT
CNX Resources
CNX
$4.85B
$4.69M ﹤0.01%
148,080
+145,920
+6,756% +$4.46M
ETFC
1919
CALL
DELISTED
E*Trade Financial Corporation
ETFC
$4.68M ﹤0.01%
238,400
+1,000
+0.4% +$17.8K
BMS
1920
DELISTED
Bemis
BMS
$4.68M ﹤0.01%
114,236
-14,938
-12% -$587K
MENT
1921
DELISTED
Mentor Graphics Corp
MENT
$4.68M ﹤0.01%
194,272
+99,492
+105% +$2.25M
BCS.PRC
1922
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$4.68M ﹤0.01%
184,585
-6,231
-3% -$158K
DLS icon
1923
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
$4.67M ﹤0.01%
74,152
-22,061
-23% -$1.36M
RSX
1924
CALL
DELISTED
VanEck Russia ETF
RSX
$4.66M ﹤0.01%
161,500
-67,100
-29% -$1.93M
CMRE icon
1925
Costamare
CMRE
$1.9B
$4.66M ﹤0.01%
254,969
+30,570
+14% +$543K
75 76
77
78 79

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.