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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEAP
1826
PUT
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$5.16M ﹤0.01%
296,800
+211,000
+246% +$3.47M
TEVA icon
1827
PUT
Teva Pharmaceuticals
TEVA
$35.9B
$5.16M ﹤0.01%
128,800
+94,100
+271% +$3.71M
AEGN
1828
DELISTED
Aegion Corp
AEGN
$5.16M ﹤0.01%
235,501
-17,853
-7% -$387K
FNFG
1829
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$5.16M ﹤0.01%
485,492
+132,970
+38% +$1.44M
JKHY icon
1830
Jack Henry & Associates
JKHY
$10.7B
$5.16M ﹤0.01%
87,065
+50,317
+137% +$2.81M
DISCK
1831
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$5.15M ﹤0.01%
122,846
+1,058
+0.9% +$41.4K
MAN icon
1832
ManpowerGroup
MAN
$2.39B
$5.14M ﹤0.01%
59,911
+40,448
+208% +$3.23M
TXT icon
1833
Textron
TXT
$16.6B
$5.14M ﹤0.01%
139,910
+7,914
+6% +$243K
CYH icon
1834
Community Health Systems
CYH
$385M
$5.14M ﹤0.01%
158,429
+108,385
+217% +$3.72M
STR
1835
DELISTED
QUESTAR CORP
STR
$5.13M ﹤0.01%
223,345
+23,925
+12% +$549K
ECF
1836
Ellsworth Growth & Income Fund
ECF
$171M
$5.13M ﹤0.01%
626,594
+15,966
+3% +$128K
ATR icon
1837
AptarGroup
ATR
$8.45B
$5.13M ﹤0.01%
75,600
+15,661
+26% +$999K
UIS icon
1838
Unisys
UIS
$227M
$5.13M ﹤0.01%
152,701
+2,292
+2% +$63.5K
SEE
1839
CALL
DELISTED
Sealed Air
SEE
$5.13M ﹤0.01%
150,500
+103,700
+222% +$3.16M
HRB icon
1840
H&R Block
HRB
$5.18B
$5.12M ﹤0.01%
176,343
+62,038
+54% +$1.76M
WPP icon
1841
WPP
WPP
$4.04B
$5.12M ﹤0.01%
44,569
-619
-1% -$66.3K
JPM.WS
1842
DELISTED
JPMorgan Chase
JPM.WS
$5.12M ﹤0.01%
263,779
+2,928
+1% +$51.1K
TRQ
1843
DELISTED
Turquoise Hill Resources Ltd
TRQ
$5.11M ﹤0.01%
154,869
-430,269
-74% -$14.5M
VCBI
1844
DELISTED
VIRGINIA COMMERCE BANCORP
VCBI
$5.11M ﹤0.01%
300,822
+19,441
+7% +$321K
COST icon
1845
CALL
Costco
COST
$415B
$5.09M ﹤0.01%
42,800
-58,700
-58% -$7.02M
COF icon
1846
CALL
Capital One
COF
$124B
$5.08M ﹤0.01%
66,300
-34,400
-34% -$2.45M
LTM
1847
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$5.07M ﹤0.01%
311,115
+19,147
+7% +$306K
ETO
1848
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$492M
$5.07M ﹤0.01%
206,931
-29,822
-13% -$710K
CS
1849
CALL
DELISTED
Credit Suisse Group
CS
$5.07M ﹤0.01%
163,300
-400
-0.2% -$12.1K
NRK icon
1850
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$5.06M ﹤0.01%
411,996
+28,719
+7% +$345K
72 73
74
75 76

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.