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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERC
1776
Allspring Multi-Sector Income Fund
ERC
$255M
$4.58M ﹤0.01%
323,532
-20,714
-6% -$294K
TIF
1777
PUT
DELISTED
Tiffany & Co.
TIF
$4.57M ﹤0.01%
59,700
-56,600
-49% -$4.46M
EFZ icon
1778
ProShares Trust Short MSCI EAFE
EFZ
$12.3M
$4.57M ﹤0.01%
64,506
+33,002
+105% +$2.45M
IBND icon
1779
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$453M
$4.57M ﹤0.01%
126,542
+65,736
+108% +$2.31M
BRSL
1780
Brightstar Lottery PLC
BRSL
$1.91B
$4.56M ﹤0.01%
240,817
-299,433
-55% -$5.71M
TVTY
1781
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$4.56M ﹤0.01%
246,207
+244,557
+14,822% +$4.42M
CSTM icon
1782
Constellium
CSTM
$3.96B
$4.55M ﹤0.01%
234,786
+133,626
+132% +$2.43M
DD
1783
CALL
DELISTED
Du Pont De Nemours E I
DD
$4.55M ﹤0.01%
81,818
-11,583
-12% -$633K
PRA
1784
DELISTED
ProAssurance
PRA
$4.55M ﹤0.01%
100,941
-25,287
-20% -$1.27M
WLK icon
1785
Westlake Corp
WLK
$9.46B
$4.54M ﹤0.01%
86,848
+76,534
+742% +$3.9M
LLL
1786
DELISTED
L3 Technologies, Inc.
LLL
$4.54M ﹤0.01%
48,009
+7,196
+18% +$663K
MOLXA
1787
DELISTED
MOLEX INC CL-A
MOLXA
$4.53M ﹤0.01%
118,310
+72,742
+160% +$2.78M
BCV
1788
Bancroft Fund
BCV
$136M
$4.52M ﹤0.01%
252,168
+241
+0.1% +$4.27K
RNF
1789
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$4.52M ﹤0.01%
184,289
+4,847
+3% +$136K
AZN icon
1790
PUT
AstraZeneca
AZN
$263B
$4.52M ﹤0.01%
87,000
+14,300
+20% +$718K
EXI icon
1791
iShares Global Industrials ETF
EXI
$1.41B
$4.52M ﹤0.01%
68,767
+1,618
+2% +$102K
EXXI
1792
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$4.51M ﹤0.01%
149,249
+18,129
+14% +$486K
VNQI icon
1793
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
$4.5M ﹤0.01%
79,408
-32,368
-29% -$1.77M
KRC icon
1794
Kilroy Realty
KRC
$4.58B
$4.49M ﹤0.01%
89,915
-25,951
-22% -$1.34M
PAY
1795
DELISTED
Verifone Systems Inc
PAY
$4.49M ﹤0.01%
196,434
-195,500
-50% -$3.9M
WDR
1796
DELISTED
Waddell & Reed Financial, Inc.
WDR
$4.49M ﹤0.01%
87,165
+430
+0.5% +$21.4K
BFH icon
1797
Bread Financial
BFH
$4.21B
$4.49M ﹤0.01%
26,584
+1,696
+7% +$269K
EEQ
1798
DELISTED
Enbridge Energy Management Llc
EEQ
$4.49M ﹤0.01%
245,251
+104,392
+74% +$1.99M
STR
1799
DELISTED
QUESTAR CORP
STR
$4.49M ﹤0.01%
199,420
-40,835
-17% -$942K
CIE
1800
PUT
DELISTED
Cobalt International Energy, Inc
CIE
$4.46M ﹤0.01%
11,973
+5,180
+76% +$2.1M
70 71
72
73 74

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.