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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
1676
PUT
Expedia Group
EXPE
$39.1B
$7.48M 0.01%
85,400
-4,800
-5% -$403K
QAI icon
1677
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$7.45M 0.01%
251,199
-130,835
-34% -$3.91M
WPX
1678
DELISTED
WPX Energy, Inc.
WPX
$7.43M 0.01%
308,882
+8,083
+3% +$191K
RDN icon
1679
Radian Group
RDN
$4.87B
$7.43M 0.01%
521,131
-5,660
-1% -$79.2K
AGN
1680
CALL
DELISTED
Allergan plc
AGN
$7.43M 0.01%
30,800
+20,300
+193% +$4.54M
IYM icon
1681
iShares US Basic Materials ETF
IYM
$1.02B
$7.4M 0.01%
85,970
+6,903
+9% +$605K
URBN icon
1682
PUT
Urban Outfitters
URBN
$6.63B
$7.4M 0.01%
201,600
+198,700
+6,852% +$7.31M
CYH icon
1683
Community Health Systems
CYH
$410M
$7.39M 0.01%
163,275
-69,116
-30% -$2.87M
FDT icon
1684
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$7.38M 0.01%
148,110
-51,584
-26% -$2.68M
INVN
1685
DELISTED
Invensense Inc
INVN
$7.38M 0.01%
373,962
+189,753
+103% +$4.48M
ACG
1686
DELISTED
AllianceBernstein Income Fund Inc
ACG
$7.37M 0.01%
982,515
+125,392
+15% +$941K
UPL
1687
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$7.35M 0.01%
315,961
-2,814
-0.9% -$70.6K
RWL icon
1688
Invesco S&P 500 Revenue ETF
RWL
$9.95B
$7.35M 0.01%
189,927
-59,389
-24% -$2.31M
FDS icon
1689
Factset
FDS
$9.89B
$7.35M 0.01%
60,454
-1,420
-2% -$175K
CSX icon
1690
PUT
CSX Corp
CSX
$92.8B
$7.33M 0.01%
686,100
+427,200
+165% +$4.41M
BF.B icon
1691
Brown-Forman Class B
BF.B
$12.8B
$7.32M 0.01%
253,591
-1,025
-0.4% -$30.1K
CMF icon
1692
iShares California Muni Bond ETF
CMF
$4.62B
$7.27M 0.01%
124,594
+7,898
+7% +$459K
PIO icon
1693
Invesco Global Water ETF
PIO
$278M
$7.26M 0.01%
319,118
+32,877
+11% +$782K
VET icon
1694
Vermilion Energy
VET
$1.73B
$7.25M 0.01%
119,301
+2,499
+2% +$160K
STE icon
1695
Steris
STE
$23.1B
$7.23M 0.01%
134,014
+2,027
+2% +$110K
PFG icon
1696
Principal Financial Group
PFG
$24.4B
$7.22M 0.01%
137,632
-59,328
-30% -$3.1M
IM
1697
DELISTED
Ingram Micro
IM
$7.22M 0.01%
279,602
+37,717
+16% +$1.07M
ICL icon
1698
ICL Group
ICL
$7.06B
$7.21M 0.01%
+997,240
New +$7.14M
BSJH
1699
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$7.19M 0.01%
268,794
+33,727
+14% +$914K
TEX icon
1700
PUT
Terex
TEX
$7.8B
$7.18M 0.01%
226,100
+222,800
+6,752% +$8.14M
66 67
68
69 70

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.