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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
1651
iShares US Medical Devices ETF
IHI
$3.02B
$6.23M 0.01%
402,948
+12,066
+3% +$180K
OVV icon
1652
PUT
Ovintiv
OVV
$17.5B
$6.23M 0.01%
69,040
+50,300
+268% +$4.58M
FWLT
1653
PUT
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$6.23M 0.01%
188,800
+800
+0.4% +$23.4K
NVS icon
1654
PUT
Novartis
NVS
$295B
$6.23M 0.01%
86,490
+34,708
+67% +$2.41M
EES icon
1655
WisdomTree US SmallCap Earnings Fund
EES
$716M
$6.22M 0.01%
228,771
+1,464
+0.6% +$37.9K
RAD
1656
DELISTED
Rite Aid Corporation
RAD
$6.22M 0.01%
61,471
-4,773
-7% -$508K
PTR
1657
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$6.21M 0.01%
56,611
-21,683
-28% -$2.48M
TPC
1658
Tutor Perini Cor
TPC
$4.57B
$6.21M 0.01%
236,101
+49,095
+26% +$1.15M
CNX icon
1659
CNX Resources
CNX
$4.85B
$6.2M 0.01%
195,598
+20,237
+12% +$619K
NKE icon
1660
PUT
Nike
NKE
$61.9B
$6.2M 0.01%
157,600
-2,000
-1% -$76.6K
MDU icon
1661
MDU Resources
MDU
$4.44B
$6.19M 0.01%
532,820
+69,418
+15% +$782K
TIVO
1662
CALL
DELISTED
TIVO INC
TIVO
$6.19M 0.01%
471,800
+46,900
+11% +$607K
VMI icon
1663
Valmont Industries
VMI
$9.44B
$6.17M 0.01%
41,348
+4,035
+11% +$570K
ARI
1664
Apollo Commercial Real Estate
ARI
$887M
$6.16M 0.01%
378,795
+43,533
+13% +$706K
CIEN icon
1665
CALL
Ciena
CIEN
$55.3B
$6.16M 0.01%
257,200
-30,200
-11% -$719K
SNDK
1666
CALL
DELISTED
SANDISK CORP
SNDK
$6.15M 0.01%
87,200
+14
+0% +$943
DOC icon
1667
CALL
Healthpeak Properties
DOC
$15.4B
$6.15M 0.01%
185,891
+168,872
+992% +$6.02M
DATA
1668
DELISTED
Tableau Software, Inc.
DATA
$6.14M 0.01%
89,091
+55,368
+164% +$3.63M
XPH icon
1669
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$6.13M 0.01%
139,380
-70,946
-34% -$2.95M
AUY
1670
DELISTED
Yamana Gold, Inc.
AUY
$6.13M 0.01%
710,598
+11,980
+2% +$111K
SUNE
1671
DELISTED
SUNEDISON, INC COM
SUNE
$6.13M 0.01%
469,385
+310,628
+196% +$3.5M
QQQX icon
1672
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$6.12M 0.01%
344,026
+23,357
+7% +$400K
BFH icon
1673
Bread Financial
BFH
$4.21B
$6.11M 0.01%
29,107
+2,523
+9% +$482K
USG
1674
DELISTED
Usg
USG
$6.11M 0.01%
215,238
+88,193
+69% +$2.39M
KXI icon
1675
iShares Global Consumer Staples ETF
KXI
$1.03B
$6.1M 0.01%
141,630
-4,544
-3% -$194K
65 66
67
68 69

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.